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Fees & Charges
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Hong Kong Shares
Item Description of fees
 
Brokerage 0.25% of Transaction Amount (Min HK$100)
Stamp Duty HK$1 per HK$1,000 Transaction Amount
Transaction Levy 0.003% of Transaction Amount
Transaction Fee 0.005% of Transaction Amount
CCASS Fee 0.01% of Transaction Amount
(0.002% is collected by HK Clearing)
(Min HK$3)(Max HK$300)
Custody Fee Free
US Shares
Item Exchange Description of fees
 
Brokerage NYSE
NASDAQ		 0.25% of Transaction Amount ( Below USD 15,000 )
0.20% of Transaction Amount ( Equal or above USD 15,000 )
or Minimum commission USD 20 per order
OTC 0.25% of Transaction Amount ( Below USD 15,000 )
0.20% of Transaction Amount ( Equal or above USD 15,000 )
or Minimum commission USD 20 per order
SEC Fees NYSE
NASDAQ
OTC		 0.00192 % of Transaction Amount with minimum USD 0.01
( No maximum limit )
Applicable per SELL order only
Rates are changeable based on U.S. SEC policy
non DTC eligible Stock
clearing Fees		 OTC Calculation is based on the different types of OTC stocks;
the maximum amount is USD 75 per trade.
The chargable fees may exceed the order consideration.
Custody Fee Free (Excluding American Depository Receipt )
Singapore Shares
Item Description of fees
 
Brokerage Below or equal to SG$30,000 - 0.35% per transaction
Over SGD30,001 - 0.28% per transaction
(Min SGD33 or USD23 or HKD150), whichever is higher.
Clearing Fee 0.04% of Transaction Amount (Max SGD$600)
SGX Access Fee 0.0075% of Transaction Amount
Custody Fee Free
Thailand Shares
Item Description of fees
 
Brokerage 0.40% of Transaction Amount (Min. THB 700 whichever is higher)
VAT Fee 7 % of Brokerage amount as above
Custody Fee Free
Canadian Shares
Item Description of fees
 
Brokerage 0.33 % of Transaction Amount or Minimum commission CAD 38.00 per order
( Applicable for all the major stock exchanges inside Canada )
Custody Fee Free
Malaysia Shares
Item Description of fees
 
Brokerage 0.5% of Transaction Amount (Min MYR 85.00 whichever is higher)
Stamp Duty 0.1% of Transaction Amount (Max. MYR 200)
Clearing Fee 0.03% of Transaction Amount (Max. MYR 1,000)
Custody Fee Free
Taiwan Shares
Item Description of fees
 
Brokerage 0.25% of Transaction Amount
Min : TWD600
Sales Tax(Only limit to sell orders) 0.3% of Transaction Amount for ordinary shares
0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange
Trading Fee(Custodian Bank) TWD250
(To be charged per side per stock each trading day)
Settlement currencies HK Dollar / US Dollar / Taiwan Dollar (Restriction)
Custody Fee Porfolio amount x 0.12% / 12 (Minimum charge HK$50 per month)
Indonesia Shares
Item Description of fees
 
Brokerage 0.75% of Transaction Amount (Min IDR 215,000 whichever is higher)
Custody Fee Free
Australia Shares
Item Description of fees
 
Brokerage 0.50% of Transaction Amount ( Below or equal to AUD 20,000 )
0.50% of Transaction Amount ( Greater than AUD 20,000 to AUD 60,000 )
0.40% of Transaction Amount ( Greater than AUD 60,000 and AUD 250,000 )
0.35% of Transaction Amount ( Over AUD 250,000 )
Min AUD $38 whichever is higher
Custody Fee Free
UK Shares
Item Description of fees
 
Brokerage 0.5% of Transaction Amount (Min. GBP¢G55)
Clearing 0.5% of Transaction Amount (For Buy Transaction Only)
Other transaction fees (if applicable) Including : PTM Levy :
Flat rate GBP 1.00 ( applicable for some U.K. stock with transaction amount more than GBP 10,000 )
Non-CREST settlement fee : Flat rate GBP 50.00
Custody Fee Free
Japan Shares
Item Description of fees
 
Brokerage Stocks listed on the stock exchanges of Tokyo and JASDAQ
0.5% of Transaction Amount (Below or equal to JPY 1,000,000)
0.4% of Transaction Amount (Over JPY 1,000,000)
Min. JPY 3,000 whichever is higher.

Stocks listed on the stock exchange of Osaka, Hercules, Nagoya or Sappore
0.5% of Transaction Amount
Min. JPY 3,000 whichever is higher.
Other Transaction Handling Fee From 29 June 2009, clients trading Japan odd-lot shares are required to pay for an additional item of transaction handling fee. For more details, please contact Foreign Stock Department (852) 2277 6678
Custody Fee Free
Shanghai B Shares (Trading Currency:USD)
Item Description of fees
 
Brokerage 0.40% of Transaction Amount (Min. USD$46)
Stamp Duty 0.1% of Transaction Amount (Sell side only)
Levy 0.026% of Transaction Amount
Settlement Fee 0.05% of Transaction Amount
Administration Fee 0.004% of Transaction Amount
Custody Fee Free
Shenzhen B Shares (Trading Currency:HKD)
Item Description of fees
 
Brokerage 0.40% of Transaction Amount (Min HK$170 whichever is higher)
Stamp Duty 0.1% of Transaction Amount (Sell side only)
Levy 0.0341% of Transaction Amount
Settlement Fee 0.05% of Transaction Amount
Custody Fee Free
Philippine Shares
Item Description of fees
 
Brokerage 0.70 % of Transaction Amount ( Min. PESO 2,000 )
VAT Tax 12 % of Brokerage amount as above (Min. PESO 20)
Sales Tax 0.5 % of Transaction Amount
SCCP Fee 0.01% of Transaction Amount
Non-Exchange Trade Fee Fixed PESO 82.50 per transaction
Custody Fee Free
EURONEXT
Item Description of fees
 
Brokerage 0.65% of Transaction Amount (Min GBP¢G95 whichever is higher)
Custody Fee Free
Korea Shares
Item Description of fees
 
Brokerage 0.35% of Transaction Amount  (Min. KRW20,000 )
Sales Tax 0.3% of Transaction Amount (Sell side only)
Custody Fee Free
Germany Shares
Item Description of fees
 
Brokerage 0.5% of Transaction Amount  ( Min. EUR 65 )
Custody Fee (Annual) Porfolio amount x 0.03% (chargable by year-end in EUR or equivalent amount in other currency type, no max. or min. amount)
Stock Option
Item Description of fees
 
Brokerage Premium x share quantity x 0.25% (Min HK$100)
Transaction Levy HK$3 per lot or HK$1 per lot (Determined and collected by Options Clearing House)
Fees for Exercise/ Assign
Item Description of fees
 
Brokerage Exercise price x No. of contract x lots size x 0.25% (Min HK$100)
Stamp Duty HK$1 per HK$1,000 Transaction Amount
Transaction Levy 0.003% of Transaction Amount
Transaction Fee 0.005% of Transaction Amount
CCASS Fee 0.01% of Transaction Amount (0.002% is collected by HK Clearing)(Min HK$3)(Max HK$300)
Exercising Fee HK$2 per Lot
Stock Borrowing & Lending
Item Description of fees
 
IRO Registration Fee $300 (Charge once only)
Half-Year Admin Fee $100 (Good for Jan-Jun / Jul-Dec)
Loan Fee P+3% with min. loan fee $200
Stock Booking Fee For E-statement client - $50 per day
For mail statement client - $100 per day
(Waive for successful short sell on that day)

*Account without any trading within 6 months, half-year admin fee HK$60 will be charged in Jun. and Dec.

Hang Seng Index Futures (HSI)
Item Description of fees
 
Commission Day Trade: HK$50.5 per Lot per Side
Over Night: HK$90.5 per Lot per Side
Exchange Fee & Levy HK$10.6 per Lot per Side
Settlement Fee HK$ 100 per Lot
Mini Hang Seng Index Futures (MHI)
Item Description of fees
 
Commission Day Trade: HK$30 per Lot per Side
Over Night: HK$50 per Lot per Side
Exchange Fee & Levy HK$3.62 per Lot per Side
Settlement Fee HK$53.5 per Lot
Hang Seng Index Options
Item Description of fees
 
Commission Premium x 2% - HK$ 9.5 (Min: HK$ 40.5, Max: HK$ 90.5)
Exchange Fee & Levy HK$ 10.6 per Lot
Settlement Fee In the Money: HK$ 10 per Lot,   Out of Money: Free
Mini Hang Seng Index Options
Item Description of fees
 
Commission Premium x 2% (Min HK$ 30, Max HK$ 60)
Exchange Fee & Levy HK$ 2.12 per Lot
Settlement Fee In the Money: HK$ 2 per Lot, Out of Money: Free
H - Share Index Futures (HHI)
Item Description of fees
 
Commission Day Trade: HK$ 48 per Lot per Side
Over Night: HK$ 88 per Lot per Side
Exchange Fee & Levy HK$ 4.1 per Lot per Side
Settlement Fee HK$ 100 per Lot
Mini H - Share Index Futures (MCHI)
Item Description of fees
 
Commission Day Trade: HK$ 12 per Lot per Side
Over Night: HK$ 20 per Lot per Side
Exchange Fee & Levy HK$ 2.12 per Lot per Side
Settlement Fee HK$ 27 per Lot
H - Share Index Options
Item Description of fees
 
Commission Premium x 2% (Min HK$ 47, Max HK$ 97)
Exchange Fee & Levy HK$ 4.1 per Lot
Settlement Fee In the Money: HK$ 3.5 per Lot, Out of Money: Free
Stock Futures
Item Description of fees
 
Commission Day Trade: HK$30 per Lot per Side
Over Night: HK$50 per Lot per Side
Exchange Fee & Levy HK$3.7 per Lot per Side
Settlement Fee HK$53.5 per Lot
Gold Futures (GLD)
Item Description of fees
 
Commission Day Trade: USD$15 per Lot per Side
Over Night: USD$15 per Lot per Side
Exchange Fee USD$1.3 per Lot per Side
(The HKEX exchange fee will be exempted for the first three months of trading from 20 October, 2008 to 19 January, 2009)
Levy USD$0.08 per Lot per Side
Settlement Fee USD$16.3 per Lot

For any enquiry of our financial products that have not been mentioned above, please feel free to call us at 2277 6555.

* For local stock only.
* Fees are charged in CNY for the Hong Kong shares settled in CNY

Dividend Collection/Scrip Dividend Collection (Local Stock)
Item Description of fees
 
Collection Fee 0.5% of Total Div. Amount (Min HK$30, Max HK $2,500)
Scrip Fee HK$2.5/Lot (HK$1.5 is collected by HK Clearing)
Dividend Collection/Scrip Dividend Collection (Stock Option)
Item Description of fees
 
Collection Fee 0.5% of Total Div. Amount (Min HK$30, Max HK $2,500)
Bonus Collection/Bonus Warrant Collection
Item Description of fees
 
Handling Charges HK$30
Scrip Fee HK$2.5/Lot (HK$1.5 is collected by HK Clearing)
Rights Collection
Item Description of fees
 
Scrip Fee HK$2.5/Lot (HK$1.5 is collected by HK Clearing)
Rights Subscription
Item Description of fees
 
Handling Charges HK$30
Corporation Action Fee HK$1.2/Lot (HK$0.8 is collected by HK Clearing)
Warrant / Covered Warrant Conversion
Item Description of fees
 
Handling Charges HK$30
Corporation Action Fee HK$1.2/Lot (HK$0.8 is collected by HK Clearing)
Accept Cash Offer
Item Description of fees
 
Handling Charges HK$30
Corporation Action Fee HK$1.2/Lot (HK$0.8 is collected by HK Clearing)
Stamp Duty HK$1 per HK$1,000 Transaction Amount
SI Fee - via CCASS
Item Description of fees
 
Stock Deposit Free
Stock Withdrawal Stock Value 0.01% (Min HK$3) + Handling charges HK$200
ISI Fee - via Investor Participant
Item Description of fees
 
Stock Deposit Free
Stock Withdrawal HK$20/Stock
Stock Deposit ¡V Physical
Item Description of fees
 
Stamp Duty HK$5/Pcs (For beneficial owner only, collected by HK Revenue Department)
Deposition Fee Free
Stock Withdrawal - Physical
Item Description of fees
 
Handling Charges HK$100 (No limited Stock Amount)
Action Charges HK$5/lot (HK$3.5 is collected by HK Clearing)
Registration Fee
Item Description of fees
 
Handling Charges HK$100
Scrip Fee $2.5 /Lot
Dividend Claim
Item Description of fees
 
Handling Charges Min HK$400/case (HK$200 is collected by HK Clearing)
IPO Application / Returned Cheque / Stop Cheque
Item Description of fees
 
Handling Charges HK$100
Duplicate Copy of Statement
Item Description of fees
 
Within 3 months Free
Beyond 3 months HK$30/Set
Interest Rate on Credit Balance
Item Description of fees
 
Balance in excess of HK$ 30,000 0%
Interest for Late Payment
Item Description of fees
 
Custodian Account P + 5%
Margin Account P + 3%
Reference Letter
Item Description of fees
 
Handling Charges HK$100
Bonds Transaction Cost
Item Description of fees
 
Custody Fee 0.005% of nominal value/ month (min.HK$25)
Handling Fee Maturity Date =< 1 Years: 0.1% of Turnover Amount
Maturity Date >1 Years: 0.15% of Turnover Amount
Handling of Delivery HK$400
Interest Collection Waive
Maturity Redemption Fee Waive
Investment Funds Transaction Cost
Item Description of fees
 
Handling of Delivery From other Institution to Phillip -- Nil
From Phillip to Others -- HKD 200 + AUM 0.01%
Subscription Fee 5% - 5.25%
Redemption Fee Nil ( Individual Fund Houses may impose redemption fee, calcuated based on the year of subscription)
(Min. HKD 150 for each fund, if payment made via USD Telegraph Transfer)
Switching Fee 1% (Within the Same Fund House)
Management Fee 0.5% - 1.75% (Reflected in Fund NAV)
Note: Some Fund House requires Min. Subscription/Redemption/Switch Amount.


For transaction cost of Bonds, Investment Funds and Regular Saving Plan, please refer to the main website for details:
http:www.poems.com.hk

* Above charges are for reference only, there are subject to change without prior notice.
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