 |
 |
|
 |
POEMS LOGIN |
|
|
|
 |
Fees & Charges |
|
|
|
|
|
Hong Kong Shares |
| Brokerage |
0.25% of Transaction Amount (Min HK$100) |
| Stamp Duty |
HK$1 per HK$1,000 Transaction Amount |
| Transaction Levy |
0.004% of Transaction Amount |
| Transaction Fee |
0.005% of Transaction Amount |
| CCASS Fee |
0.01% of Transaction Amount
(0.002% is collected by HK Clearing)
(Min HK$3)(Max HK$300) |
| Custody Fee |
Free |
|
US Shares |
| Brokerage |
0.25% of Transaction Amount ( Below USD 15,000 )
0.20% of Transaction Amount ( Equal or above USD 15,000 )
or Minimum commission USD 23 per order *
|
SEC Fees * |
0.00169% of Transaction Amount with minimum USD 0.01 ( No maximum limit )
Applicable per SELL order only
Rates are changeable based on U.S. SEC policy
|
| Custody Fee |
Free (Excluding American Depository Receipt ) |
|
* New policy of brokerage and fees start from the first US trade day of November 2009 onward.
|
Singapore Shares |
| Brokerage |
Below SGD30,000 - 0.4% per transaction
Over SGD30,001 - 0.3% per transaction
(Min SGD40 or USD23 or HKD150), whichever is higher.
|
| Clearing Fee |
0.04% of Transaction Amount (Max SGD$600) |
| SGX Access Fee |
0.0075% of Transaction Amount |
| Custody Fee |
Free |
|
Thailand Shares |
| Brokerage |
0.65% of Transaction Amount (Min. THB 1,000 whichever is higher) |
| VAT Fee |
7 % of Brokerage amount as above |
| Custody Fee |
Free |
|
Canadian Shares |
| Brokerage |
0.33 % of Transaction Amount or Minimum commission CAD 38.00 per order
( applicable for all the major stock exchanges inside Canada )
|
| Custody Fee |
Free |
|
Malaysia Shares |
| Brokerage |
0.5% of Transaction Amount (Min MYR 85.00 whichever is higher) |
| Stamp Duty |
0.1% of Transaction Amount (Max. MYR 200) |
| Clearing Fee |
0.03% of Transaction Amount (Max. MYR 1,000) |
| Custody Fee |
Free |
|
Taiwan Shares |
| Brokerage |
0.25% of Transaction Amount
Minimum 600 Taiwan Dollar |
| Sales Tax(Only limit to sell orders) |
0.3% of Transaction Amount for ordinary shares
0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange |
| Trading Fee(Custodian Bank) |
$250 Taiwan Dollar
(To be charged per side per stock each trading day) |
| Settlement currencies |
HK Dollar / US Dollar / Taiwan Dollar (Restriction) |
| Custody Fee |
Porfolio amount x 0.12% / 12 (Minimum charge HK$50 per month) |
|
Indonesia Shares |
| Brokerage |
0.75% of Transaction Amount (Min IDR 215,000 whichever is higher) |
| Custody Fee |
Free |
|
UK Shares |
| Brokerage |
0.5% of Transaction Amount (Min GBP¢G60 for Listed Company) |
| Clearing |
0.5% of Transaction Amount (For Buy Transaction Only) |
| Custody Fee |
Free |
|
Japan Shares |
| Brokerage |
Stocks listed on the stock exchanges of Tokyo and JASDAQ
0.5% of Transaction Amount (Below or equal to JPY 1,000,000)
0.4% of Transaction Amount (over JPY 1,000,000)
or Min. JPY 3,000 whichever is higher.
Stocks listed on the stock exchange of Osaka, Hercules, Nagoya or Sappore
0.5% of Transaction Amount
or Min. JPY 3,300 whichever is higher. |
| Other Transaction Handling Fee
|
Starting from June 29,2009, clients trading Japan odd-lot shares are required to pay for an additional item of transaction handling fee. Please contact Foreign Stock (852) 22776678 for details
|
| Custody Fee |
Free |
|
Australia Shares |
| Brokerage |
0.80% of Transaction Amount ( Less than or equal to AUD 20,000 )
0.60% of Transaction Amount ( From AUD 20,001 to AUD 60,000 )
0.40% of Transaction Amount ( From AUD 60,001 to AUD 250,000 )
0.35% of Transaction Amount ( Over AUD 250,000 )
Min AUD $44 whichever is higher
|
| Custody Fee |
Free |
|
Shanghai B Shares (USD) |
| Brokerage |
0.40% of Transaction Amount (Min USD$46 whichever is higher.) |
| Stamp Duty |
0.1% of Transaction Amount (Sell side only) |
| Levy |
0.026% of Transaction Amount |
| Settlement Fee |
0.05% of Transaction Amount |
| Administration Fee |
0.004% of Transaction Amount |
| Custody Fee |
Free |
|
Shenzhen B Shares (HKD) |
| Brokerage |
0.40% of Transaction Amount (Min HK$170 whichever is higher) |
| Stamp Duty |
0.1% of Transaction Amount (Sell side only) |
| Levy |
0.0341% of Transaction Amount |
| Settlement Fee |
0.05% of Transaction Amount |
| Custody Fee |
Free |
|
Philippine Shares |
| Brokerage |
0.70 % of Transaction Amount ( Min 2,000 PESO whichever is higher ) |
| VAT Tax |
12 % of Brokerage amount as above ( Min 20 PESO whichever is higher ) |
| Sales Tax |
0.5 % of Transaction Amount |
| SCCP Fee |
0.01% of Transaction Amount |
| Non-Exchange Trade Fee |
Fixed 82.50 PESO per transaction |
| Custody Fee |
Free |
|
EURONEXT |
| Brokerage |
0.65% of Transaction Amount (Min GBP¢G95 whichever is higher) |
| Custody Fee |
Free |
|
Korea Shares |
| Brokerage |
0.65% of Transaction Amount (Min KRW42,000 whichever is higher ) |
| Sales Tax |
0.3% of Transaction Amount (For sell transaction only) |
| Custody Fee |
Free |
|
Stock Option |
| Brokerage |
Premium x share quantity x 0.25% (Min HK$100) |
| Transaction Levy |
HK$3 per lot or HK$1 per lot (Determined and collected by Options Clearing House)
|
|
Fees for Exercise/ Assign |
| Brokerage |
Exercise price x No. of contract x lots size x 0.25% (Min HK$100) |
| Stamp Duty |
HK$1 per HK$1,000 Transaction Amount |
| Transaction Levy |
0.004% of Transaction Amount |
| Transaction Fee |
0.005% of Transaction Amount |
| CCASS Fee |
0.01% of Transaction Amount (0.002% is collected by HK Clearing)(Min HK$3)(Max HK$300) |
|
SBL Option |
| IRO Registration Fee |
$300 (Charge once only) |
| Half-Year Admin Fee |
$100 (Good for Jan-Jun / Jul-Dec) |
| Loan Fee |
P+3% with min. loan fee $200 |
|
Hang Seng Index Futures |
| Commission |
Day Trade: HK$50.5 per Lot per Side
Over Night: HK$90.5 per Lot per Side |
| Exchange Fee & Levy |
HK$10.8 per Lot per Side |
| Settlement Fee |
HK$ 100 per Lot |
|
Mini Hang Seng Index Futures |
| Commission |
Day Trade: HK$30 per Lot per Side
Over Night: HK$50 per Lot per Side |
| Exchange Fee & Levy |
HK$3.66 per Lot per Side |
| Settlement Fee |
HK$53.5 per Lot |
|
Hang Seng Index Options |
| Commission |
Premium x 2% - HK$ 9.5 (Min: HK$ 40.5¡AMax: HK$ 90.5) |
| Exchange Fee & Levy |
HK$ 10.8 per Lot |
| Settlement Fee |
In the Money: HK$ 10 per Lot¡A Out of Money: Free |
|
Mini Hang Seng Index Options |
| Commission |
Premium x 2% (Min HK$ 30¡AMax HK$ 60) |
| Exchange Fee & Levy |
HK$ 2.16 per Lot |
| Settlement Fee |
In the Money: HK$ 2 per Lot¡AOut of Money: Free |
|
H - Share Index Futures |
| Commission |
Day Trade: HK$ 48 per Lot per Side¡@
Over Night: HK$ 88 per Lot per Side¡@
|
| Exchange Fee & Levy |
HK$ 4.3 per Lot per Side |
| Settlement Fee |
HK$ 100 per Lot |
|
Mini H - Share Index Futures |
| Commission |
Day Trade: HK$ 12 per Lot per Side¡@
Over Night: HK$ 20 per Lot per Side¡@
|
| Exchange Fee & Levy |
HK$ 2.16 per Lot per Side |
| Settlement Fee |
HK$ 27 per Lot |
|
H - Share Index Options |
| Commission |
Premium x 2% (Min HK$ 47¡AMax HK$ 97) |
| Exchange Fee & Levy |
HK$ 4.3 per Lot |
| Settlement Fee |
In the Money: HK$ 3.5 per Lot¡AOut of Money: Free |
|
Stock Futures |
| Commission |
Day Trade: HK$30 per Lot per Side
Over Night: HK$50 per Lot per Side |
| Exchange Fee & Levy |
HK$3.66 per Lot per Side |
| Settlement Fee |
HK$53.5 per Lot |
|
Gold Futures (GLD) |
| Commission |
Day Trade: USD$15 per Lot per Side
Over Night: USD$15 per Lot per Side |
| Exchange Fee |
USD$1.3 per Lot per Side
(The HKEX exchange fee will be exempted for the first three months of trading from 20 October, 2008 to 19 January, 2009) |
| Levy |
USD$0.1 per Lot per Side
(The SFC levy will be exempted for the first six months of trading from 20 October, 2008 to 17 April, 2009) |
| Settlement Fee |
USD$16.3 per Lot |
For any enquiry of our financial
products that have not been mentioned above, please feel free to
call us at 2277 6555.
|
Other Fees & Charges (only suitable for HK shares) |
|
Dividend Collection/Scrip Dividend Collection |
| Collection Fee |
0.5% of Total Div. Amount (Min HK$30¡AMax HK $2,500) |
| Scrip Fee |
HK$2.5/Lot (HK$1.5 is collected by HK Clearing) |
|
Bonus Collection/Bonus Warrant Collection |
| Handling Charges |
HK$30 |
| Scrip Fee |
HK$2.5/Lot (HK$1.5 is collected by HK Clearing) |
|
Rights Collection |
| Scrip Fee |
HK$2.5/Lot (HK$1.5 is collected by HK Clearing) |
|
Rights Subscription |
| Handling Charges |
HK$30 |
| Corporation Action Fee |
HK$1.2/Lot (HK$0.8 is collected by HK Clearing) |
|
Warrant / Covered Warrant Conversion |
| Handling Charges |
HK$30 |
| Scrip Fee |
HK$2.5/Lot (HK$1.5 is collected by HK Clearing) |
| Corporation Action Fee |
HK$1.2/Lot (HK$0.8 is collected by HK Clearing) |
|
Unconditional / Conditional Cash Offer |
| Scrip Fee |
HK$2.5/Lot (HK$1.5 is collected by HK Clearing) |
|
Accept Cash Offer |
| Handling Charges |
HK$30 |
| Corporation Action Fee |
HK$1.2/Lot (HK$0.8 is collected by HK Clearing) |
| Stamp Duty |
HK$1 per HK$1,000 Transaction Amount |
|
Deemed Book Close |
| Scrip Fee |
HK$0.75/lot (Collected by HK Clearing) |
|
SI Fee - via CCASS
|
| Stock Deposit |
Free |
| Stock Withdrawal |
Stock Value 0.01% (Min HK$3)
+ Handling charges HK$200 |
|
ISI Fee - via Investor Participant |
| Stock Deposit |
Free |
| Stock Withdrawal |
HK$20/Stock |
|
Stock Deposit ¡V Physical |
| Stamp Duty |
HK$5/Lot (For beneficial owner only, collected by HK Revenue Department) |
| Deposition Fee |
Free |
|
Stock Withdrawal - Physical |
| Handling Charges |
HK$100 (No limited Stock Amount) |
| Action Charges |
HK$5/lot (HK$3.5 is collected by HK Clearing) |
|
Registration Fee |
| Handling Charges |
HK$100 |
| Scrip Fee |
$2.5 /Lot |
|
Dividend Claim |
| Handling Charges |
Min HK$400/case (HK$200 is collected by HK Clearing) |
|
IPO Application / Returned Cheque / Stop Cheque |
| Handling Charges |
HK$100 |
|
Duplicate Copy of Statement |
| Within 3 months |
Free |
| Beyond 3 months |
HK$30/Set |
|
Interest Rate on Credit Balance |
| Balance in excess of HK$ 30,000 |
0% |
|
Interest for Late Payment |
| Custodian Account |
P + 5% |
| Margin Account |
P + 3% |
|
Reference Letter |
| Handling Charges |
HK$100 |
* Above charges are for reference only, they are subject to change without prior notice.
Updated on 31 March 2008 |
