You can open Phillip Account via following ways:

(1) Come to our offices in person (Head office and branches information)
(2) On-line download Account Opening Form
(3) Request us to send you the Account Opening Form
(4) For the service by Japanese staff, please click here

Points to note:

1. After completing the Accout Opening Form, come to our office in person with the following documents :

1. Completed Account Opening Form
2. Copy of HKID Card / Passport
3. Proof of residential address within the past three months; e.g. Recent utilities bills, bank statements

2. For Overseas Customers

You can open an account by post ; but in addition to completed Account Opening Form, you should enclosed above required documents and mail to Admiralty Investor Centre, 12/F United Centre, 95 Queensway, Hong Kong. Moreover, following conditions must be fulfilled :

1. Personal cheque drawn on a local bank. ( Name on the cheque must be same as that on the ID card / Passport.
2. A crossed Personal cheque of HK$ 10,000. (Please make the cheque payable to "PHILLIP SECURITIES (HK) LTD".) Deposit can be used for stock trading and is refundable when close account. Moreover. Deposit requirement can be waive if client deposit stock during open account.
3. All the documents as required must be certified by Professionals or notary Public (e.g. Lawyer ).

3. Company Account (applicable for company incorporated in Hong Kong only)

The following corporate documents to be provided herewith:

1. **Board Resolution to open an account with Phillip Securities (HK) Ltd/Phillip Commodities (HK) Ltd.
2. Certificate of Incorporation
3. Business Registration Certificate
4. Memorandum and Articles of Association
5. Latest Financial Statements
6. Copy of I.D. Card of all directors and authorized persons
7. **Letter of Guarantee attached with the Guarantor’s financial support (e.g. Bank account passbook)

Item 2,3,4 and 5 documents should be certified true by a practicing solicitor, a practicing accountant, a HK licensed bank manager. Alternatively, the same documents could be certified true by the designed staff at our Head Office upon your presenting the originals and copies. Designated staff means personnel of Internal Audit and Compliance Department.

4. Particulars relating to opening of a corporate account by an applicant incorporated in the British Virgin Islands

If an applicant wishes to open the abovementioned account, the following documents should be submitted:

1. Customer Information Form – specified form;
2. Board Resolution – specified form;
3. Certificate of Incorporation;
4. Memorandum and Articles of Association;
5. Guarantee by Shareholders or Beneficial Owners – specified form;
6. Principal business address proof, waivable only if the applicant is for investment or investment holding and not operation-oriented;
7. Copy of Identity Card/Passport and proof of residential address of Directors, Shareholders, Beneficial Owners and Guarantors;
8. Register of Directors;
9. Register of Shareholders and;
10. Certificate of Good Standing-this document is waivable if at the time of making application, the applicant is less than 1 year old.
    Where the applicant has completed and submitted the required documents numbered 1 to 9 above, but the Certificate of Good Standing is not available at the same time, we could proceed to open the account on the condition that the applicant shall submit the Certificate of Good Standing in a month. Failing this, the account so opened shall be suspended from further activities.

Items 3, 4, 8 and 9 documents should be certified true by a practising solicitor, a practising accountant or a HK licensed bank manager. Alternatively, the same documents could be certified true by the designated staff at our Head Office upon your presenting the originals and copies. Designated staff mean personnel of Internal Audit and Compliance Department.

Regarding address proof, the documents should be issued within the last 3 months.

5. Fees and Charges

6. Head Office and Branches Information