Any wordings including ¡§Rewards¡¨ or ¡§Cash Rewards¡¨ or ¡§Brokerage Rebate¡¨ or ¡§Cash
Rebate¡¨ is defined as the commission discount for the foreign stock trades and in
terms of Hong Kong dollars.
The plan is limited to securities broking service provided by the Phillip Securities
(HK) Limited (¡§PSHK¡¨), and cannot be used in conjunction with other foreign stock
promotion(s) plan.
Definition of ¡§customer¡¨ under this marketing plan ¡V the party whose name, address
and details are set out in the Account Opening Form of Phillip Securities(HK) Ltd.
Definition of ¡§account¡¨ under this marketing plan ¡V Foreign Stock securities trading
account opened in the name of the customer with PSHK in connection with PSHK¡¦s ¡§Client
Agreement¡¨.
Definition of ¡§trades¡¨ ¡V US, Canada, UK and European markets: each executed order
is treated as an individual trade without consolidation. Asia and Australia markets:
Executed orders for the same stock in the same direction on the same day are consolidated
as one trade contract. Time and date in our records determine the validity of trade.
Unexecuted order is not regarded as a valid trade for the plan. The number of valid
trade(s) per month used for determining the reward entitlement is based on the monthly
statement issued by PSHK for each account. Please refer to the term no. 9 below
for the types of account entitled commission discount for the plan.
Reward details:
Each account is entitled to the rewards as explained by the following set of rules
for this marketing plan.
Rebate HK$80 ¡V at least execute 2 foreign stock trades in any 2 foreign countries;
Rebate HK$100 ¡V execute 3 or 4 foreign stock trades in any foreign country;
Rebate HK$200 ¡V execute 5 or 6 foreign stock trades in any foreign country;
Rebate HK$320 ¡V execute 7 or more foreign stock trades in any foreign country.
Brokerage rebate (a) and (b) to (d) are given separately, i.e. (a) together either
of (b) ¡V (d) is possible.
The maximum rewards are HK$400 per account per calendar month within the period
specified above.
Each customer eligible for this marketing plan must complete the foreign stock
trades in his/her account by the last trading day of each calendar month for the
reward(s).
The rewards will be accredited to the customer¡¦s local stock account (NO third
party account) within 20 working days after the cut-off date of the month.
Customer who terminates his/her account between 01 Apr 2012 and 30 Jun 2012 (both
dates inclusive) cannot be eligible for the marketing plan.
The self-trade account of Account Executive or Independent Financial Advisor is
entitled to the plan, but ineligible for staff of Phillip Capital group of companies,
the clients of Phillip Asset Management or Phillip Capital Management or the Immigration
Investment Scheme, as well as institutional clients such as broker firms, asset
management companies and the governments.
PSHK reserves all the rights to alter the term and contents of this plan without
prior notice. Our decisions are final and irrevocable.
POEMS Login