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Other Fees & Charges
| Item | Description of fees |
|---|---|
| Dividend Collection/Scrip Dividend Collection (Local Stock) | |
| Collection Fee | 0.5% of Total Div. Amount (Min HKD30, Max HKD2,500) |
| Scrip Fee | HKD2.5/Lot (HKD1.5 is collected by HK Clearing) |
| Dividend Collection/Scrip Dividend Collection (Stock Option) | |
| Collection Fee | 0.5% of Total Div. Amount (Min HKD30, Max HKD2,500) |
| Bonus Collection/Bonus Warrant Collection | |
| Handling Charges | HKD30 |
| Scrip Fee | HKD2.5/Lot (HKD1.5 is collected by HK Clearing) |
| Rights Collection | |
| Scrip Fee | HKD2.5/Lot (HKD1.5 is collected by HK Clearing) |
| Rights Subscription | |
| Handling Charges | HKD30 |
| Corporation Action Fee | HKD1.2/Lot (HKD0.8 is collected by HK Clearing) |
| Warrant / Covered Warrant Conversion | |
| Handling Charges | HKD30 |
| Corporation Action Fee | HKD1.2/Lot (HKD0.8 is collected by HK Clearing) |
| Accept Cash Offer | |
| Handling Charges | HKD30 |
| Corporation Action Fee | HKD1.2/Lot (HKD0.8 is collected by HK Clearing) |
| Stamp Duty | HKD1 per HKD1,000 Transaction Amount |
| SI Fee - via CCASS | |
| Stock Deposit | Free |
| Stock Withdrawal | Stock Value 0.01% (Min HKD3) + Handling charges HKD200 |
| ISI Fee - via Investor Participant | |
| Stock Deposit | Free |
| Stock Withdrawal | HKD20/Stock |
| Stock Deposit - Physical | |
| Stamp Duty | HKD5/Pcs (For beneficial owner only, collected by HK Revenue Department) |
| Deposition Fee | Free |
| Stock Withdrawal - Physical | |
| Handling Charges | HKD100 (No limited Stock Amount) |
| Action Charges | HKD5/lot (HKD3.5 is collected by HK Clearing) |
| Registration Fee | |
| Handling Charges | HKD200 |
| Scrip Fee | HKD2.5 /Lot |
| Dividend Claim | |
| Handling Charges | Min HKD400/case (HKD200 is collected by HK Clearing) |
| IPO Application / Stop Cheque | |
| Handling Charges | HKD100 |
| Returned Cheque | |
| Handling Charges | HKD100 and related bank interest |
| Duplicate Copy of Statement | |
| Within 3 months | Free |
| Beyond 3 months | HKD30/Set |
| Interest Rate on Credit Balance | |
| Balance in excess of HKD30,000 | 0% |
| Margin Interest Rate | |
| HKD | Lowest: 2.75% p.a. (P#-2.50%) (Click for details) |
| USD | Lowest: 3.88% p.a. (P#-1.37%) (Click for details) |
| CNY | 6.50%p.a. (P#+1.25%) |
| Interest for Late Payment | |
| Custodian Account | P# + 5% |
| Reference Letter | |
| Handling Charges | HKD100 |
| Italian Financial Transaction Tax (Collected for Italian Government) | |
|
Government Tax (Italian companies with market capitalization of more than Euro 500m and listed in Hong Kong) |
0.1% On the net purchase amount (Tax deduction from the intraday netting permitted based on the weighted average purchase price and the net purchase share quantity executed on the same day) |
| US Person - FATCA Administration Fee(On account basis) | |
| Handling Charges | HKD 5500(per calendar year) |
| Remittance | |
| CHATS | HKD 150 |
| Telegraphic Transfer | HKD 400 |
| Hong Kong Shares Proxy Voting and apply for attending Shareholder Meeting> | |
| Handling Charges | HKD 100 per stock |
| Statement Administrative Fee | |
| Administrative Fee | Paper statement : HKD 20 per month^ (Each Category will charged quarterly**) E-statement : Free |
| Depository and withdrawal of US IPO/Placement/Significant Position shares (subject to RO’s approval)*** | |
| Special Transfer-in fee | USD 53 per instruction |
| Special Transfer-out fee | 0.05% of market value of shares with min USD100 per instruction. |
| Withdrawal fee - Physical | Additional fee is applied on a case-by-case base. |
| Special monthly custodian fee | 0.05% p.a. of end-of-month market value of shares divided by 12, with minimum of USD10. (If Phillip use custodian in addition to Phillip Capital Inc.) |
* For local stock and Grade Based Margin client only.
* Fees are charged in CNY for the Hong Kong shares settled in CNY.
# Standard Chartered Hong Kong Dollar Prime Rate.
^ Can apply to waive the charge for customers who born in 1949 or before.
** HK Stocks, Global Stocks, Stock Options, Futures, Foreign Futures and Forex will be each deemed as one category.
> The handing charge of Hong Kong Shares Proxy voting fee will be effective on 1 AUG 2018.
***Client needs to understand that shares received are expected to be FULLY sold via Phillip Sec HK. Even though a transfer-out / certificate withdrawal is completed with normal fees, our company reserves the rights to pursue a claim and debit on the shortfall any time without prior notice.
Above charges are for reference only, there are subject to change without prior notice.
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