Basic
ItemExchangeDescription of fees
LOCAL STOCK MARKET
PhillipMart(Grey Market)
PhillipMart is the first trading platform licensed by the Securities and Futures Commission (SFC) to provide trading of pre-IPO shares prior to their official listing on the SEHK. Its trading hours from 4:15pm to 6:30pm one business day prior to the official listing date of the new shares. For Half trading day, the trading hour of Phillipmart is from 2:15 p.m to 4:30 p.m.
Brokerage Buy-side: Minimum 0.05% of Transaction Amount / HKD 10*
New promotion: Customers who apply our IPO service (whether there is allocated shares or not), the commission rate of the first HK$ 500,000 transaction amount is HK$ 0.**Detail
Sell-side: Day Trade (sell share quantity < buy share quantity in Grey Market) : Minimum 0.05% of Transaction Amount / HKD10*

General Transaction
0.25% of Transaction Amount (Min. HKD 100, whichever higher)

Fee Table for PhillipMart Period

Buy side commission: Sell side commission:
Applicable if the transaction stock the same to the IPO client applied for ** Other PhillipMart Day Trade Other
First HK$ 500,000 Purchase Amount Remain Balance
HK$ 0 0.05% /minimum  HK$ 0 0.05% /minimum  HK$ 10 0.05% / minimum  HK$ 10 Standard commission rate for local HK stock
* Day Trade refers to sell orders that offset your buy order on the same day via Phillipmart; sell share quantity < buy share quantity in Grey Market. Transactions which enjoy special offer are calculated separately with general transaction fee.
Hong Kong Shares
Exchange Traded Funds(ETF)
Brokerage

Exchange Traded Funds(ETF)
For online trading and E-statement clients only:
Effective on 1st April 2022,
$0 commission charge on buy trades of up to amount HKD 30,000 (after amalgamation) per day;
trades amount above HKD 30,000 or sell trades will follow the charges as below:
0.08% of Transaction Amount (No Minimum Charge)
Day Trade: 0.05% of Transaction Amount (No Minimum Charge)

List of Exchange Traded Fund(ETF) entitled to the above commission rates

General transaction
0.25% of Transaction Amount (Min. HKD 100, whichever higher)
Stamp Duty None
Transaction Levy 0.00285% of Transaction Amount (Include 0.0027% SFC Transaction levy and 0.00015% FRC Transaction levy; those Levy fees rounded to the nearest cent and calculated separately; Effective on 1st January 2022)
Transaction Fee 0.005% of Transaction Amount
CCASS Fee 0.01% of Transaction Amount
(0.002% is collected by HK Clearing)
(Min. HKD 3)(Max. HKD 300)
Stock Custody Fee Waived
(All clients with Hong Kong stocks holding less than 5,000 board lots are eligible to this waiver. Ineligible clients: HK$0.012 per board lot per month. Fee collected on behalf of CCASS.)
Warrant and CBBC
Brokerage

Warrant and CBBC
For online trading and E-statement clients only:
Day Trade Offer: 0.03% of transaction amount(Min. HKD 15)
Non Day Trade: Minimum charge for. HKD 15. 0.05% after first HKD 50,000 transaction amount

Note：Day trade offer applies to on-line transaction for same Warrant / CBBC in a same day
Stamp Duty None
Transaction Levy 0.00285% of Transaction Amount (Include 0.0027% SFC Transaction levy and 0.00015% FRC Transaction levy; those Levy fees rounded to the nearest cent and calculated separately; Effective on 1st January 2022)
Transaction Fee 0.005% of Transaction Amount
CCASS Fee 0.01% of Transaction Amount
(0.002% is collected by HK Clearing)
(Min. HKD 3)(Max. HKD 300)
Stock Custody Fee Waived
(All clients with Hong Kong stocks holding less than 5,000 board lots are eligible to this waiver. Ineligible clients: HK$0.012 per board lot per month. Fee collected on behalf of CCASS.)
Transaction of other securities
Brokerage

Transaction of other securities
0.25% of transaction amount (minimum HKD 100)
Stamp Duty 0.13% of Transaction Amount (round up to the nearest dollar (Effective on 1st August 2021))^
Transaction Levy 0.00285% of Transaction Amount (Include 0.0027% SFC Transaction levy and 0.00015% FRC Transaction levy; those Levy fees rounded to the nearest cent and calculated separately; Effective on 1st January 2022)
Transaction Fee 0.005% of Transaction Amount
CCASS Fee 0.01% of Transaction Amount
(0.002% is collected by HK Clearing)
(Min. HKD 3)(Max. HKD 300)
Stock Custody Fee Waived
(All clients with Hong Kong stocks holding less than 5,000 board lots are eligible to this waiver. Ineligible clients: HK$0.012 per board lot per month. Fee collected on behalf of CCASS.)
*Effective from 19 October 2020
^Effective from 1 August 2021
Footnote:Buy and Sell the same new shares (and sell share quantity < buy share quantity) during the trading hours is defined as DAY TRADE.
(Shanghai-Hong Kong Stock Connect/Shenzhen-Hong Kong Connect)##
Brokerage (Online Trading)^ Minimum Commission of CNY 5 per trade
0.05% for Transaction Amount below or equal to CNY 100,000
0.03% for Transaction Amount above CNY 100,000
Click Here for Details
Brokerage (Offline Trading) 0.25% of Transaction Amount (Min CNY 100)
Handling Fee 0.00487% of the consideration of a transaction per side
Management Fee 0.002% of the consideration of a transaction per side
Transfer Fee (ChinaClear) 0.001% of the consideration of a transaction per side (Effective on 29th April 2022)
Transfer Fee (CCASS)

0.002% of the consideration of a transaction per side

(Waived 50% of the fee until 12 August 2016)
Stamp Duty 0.1% of the consideration of a transaction on the seller
Portfolio Fee Daily stock portfolio value x 0.008% / 365
(Accrued daily and collected on a monthly basis )
Margin Interest Rate 6.5% p.a.
## Fees are charged in CNY and will be settled in CNY.
^For online trading and E-statement clients only
OVERSEAS STOCK MARKETS
AMERICAS
U.S. Shares
Brokerage
NYSE
NASDAQ
OTC Markets		 [Effective from 03 January 2022]
ZERO Commission for US Stock
$0 commission for Buy Contract with traded quantity below 15 shares
*Applicable to Eligible Online Buy only

General Transaction
(Online)
USD0.0099 per share. Minimum commission USD1.00
(Phone Dealing)
0.25% ( Transaction Amount Below USD15,000 )
0.20% ( Transaction Amount Above or Equal to USD15,000 )
Minimum commission USD20.00
Share Price below USD5.00: USD0.0099 per share


No Platform Fee. No Trade Amalgamation.
Other Fees Charged by
SEC Fee U.S. Securities and Exchange Commission 0.00229%. Minimum US$0.01[Effective from 12 May 2022]
Applicable to Sell orders only
Fee rate subjected to US SEC policy changes
Clearing Fee U.S. Depository Trust & Clearing Corporation US$0.003 pre share. Minimum US$0.50
Transaction Activity Fee U.S. Financial Industry Regulatory Authority US$0.000130 per share
Applicable to Sell orders only
Fee rate subjected to FINRA policy changes
Non-DTC eligible Stock OTC Bulletin Board, OTC Calculation is based on the different OTC stocks
Maximum US$75.00
The fees may exceed the order consideration
Custody Fee   Free
Canada Shares
Brokerage  

(Electronic Trading Platforms)
0.36% of Transaction Amount or Minimum commission CAD 30 per trade, whichever is higher; Plus a flat handling fee of CAD 23 per trade.


(Phone Dealing)

0.38% of Transaction Amount or Minimum commission CAD 37 per trade, whichever is higher; Plus a flat handling fee of CAD 23 per trade.
Custody Fee Free
PAN-EUROPEAN REGION & MIDDLE EAST
ASIA PACIFIC & SOUTH ASIA REGIONS
Singapore Shares
Brokerage (Electronic Trading Platforms)
0.08% of Transaction Amount
(Min. SGD5 or USD5 or HKD35 or EUR5 or GBP5 AUD7 or CNH30)

(Phone Order)
0.35% per transaction less than or equal to 30,000
0.28% per transaction greater than 30,000
( Min. SGD33 or USD23 or HKD150 or EUR23 or GBP23 or AUD40 or CNH130)
On-Exchange Transactions - Broker-Custodian Settlement Fee* SGD 0.35/ USD 0.26/ EUR 0.32/ HKD 2.00/ AUD 0.36 (depending on denominated currency) per Settlement Instruction
On-Exchange Transactions - Custodian-Custodian Settlement Fee(when involves additional custodian)* SGD 30 per Settlement Instruction
Off-exchange transactions - Settlement Fee (other than Debt Securities)* 0.015% of Settlement Amount, minimum of SGD 75 per Settlement Instruction
Off-exchange transactions - Settlement Fee (Debt Securities)* SGD 5 per Settlement Instruction
Custody Fee Free
Guarantee Fee for Delivery-versus-payment (DVP) Orders* 1.00 by denominated trade currency per Settlement Instruction(Only applied to DVP orders)
Goods and Services Tax (GST)(for Singapore Person) Subject to Inland Revenue Authority of Singapore(IRAS) Announcement
*Effective on 01 Feb 2019
Australia Shares
Brokerage 0.38% of Transaction Amount
(Min. AUD35, whichever higher)
Custody Fee 0.05% p.a.
Australia stock portfolio value x 0.05% / 12 (Minimum Fees AUD 1.0 ; payable end of each month )
*Australia Stock Custody Fee will be effective on 1st May 2020
Japan Shares
Brokerage [Effective on 4 Jan 2022]
JPY 0 (Purchase Transaction Amount less than or equal to JPY 250,000)
Buy-side: 0.068% of Transaction Amount. (Transaction Amount over JPY 250,000)
Sell-side: 0.068% of Transaction Amount. Min: JPY 100
Platform Maintenance Fee JPY 0.3 per share (Regardless any transaction. Whenever the amount calculated includes a fraction of JPY1, round-up the fraction to the nearest JPY1)
Brokerage (Phone Order)
0.50% of Transaction Amount (less than or equal to JPY 1,000,000)
0.40% of Transaction Amount (over JPY 1,000,000)
Min: JPY 3,000
Odd-lot shares Additional transaction handling fee Trading Japan odd-lot shares requires for an additional item of transaction handling fee. For more details, please contact Foreign Stock Department (852) 2277 6678.
Custody Fee Free
Thailand Shares
Brokerage 0.40% of Transaction Amount (Min. THB700, whichever higher)
VAT Fee & Other Transaction Fees 7.0% of Brokerage amount as above
Custody Fee Free
South Korea Shares
Brokerage 0.35% of Transaction Amount (Min. KRW20,000 whichever higher )

If algorithm trading is required, additional brokerage 0.05% is applied. Please contact foreign stock dept. at (852) 2277 6678 for more detail.
Sales Tax

0.23% of Transaction Amount

[SELL side only]
Custody Fee Free
China Shanghai B Shares (Trading Currency:USD)
Brokerage 0.30% of Transaction Amount (Min. USD30 )
Stamp Duty 0.1% of Transaction Amount (SELL trade only)
Levy 0.00487% of Transaction Amount
Settlement Fee 0.002% of Transaction Amount( Max. USD50 )
Effective 19 Jul 2021 (Trade Date)
Administration Fee 0.002% of Transaction Amount
Custody Fee Free
China Shenzhen B Shares (Trading Currency:HKD)
Brokerage 0.30% of Transaction Amount (Min. HKD150 whichever higher)
Stamp Duty 0.1% of Transaction Amount (SELL trade only)
Levy 0.00687% of Transaction Amount
Settlement Fee 0.002% of Transaction Amount ( Max. HKD500)
Effective 19 Jul 2021 (Trade Date)
Custody Fee Free
Malaysia Shares
Brokerage 0.30% of Transaction Amount (Min. MYR75, whichever higher)
Stamp Duty 0.15% of Transaction Amount(Round up to the latest integer)(Max. MYR1,000)
## Effective January 01, 2022.
Clearing Fee 0.03% of Transaction Amount (Max. MYR1,000)
Custody Fee Free
Indonesia Shares
Brokerage (Online or Mobile Apps) 0.35% of Transaction Amount (Min. IDR 200,000 whichever higher)
Brokerage (Offline) 0.40% of Transaction Amount (Min. IDR 200,000 whichever higher)
Exchange Fees 0.0433% of Transaction Amount (Effective on 1 April 2022)
VAT 10% of Brokerage amount as above
Withholding Tax (SELL side only) 0.10% of Transaction Amount (SELL side only)
Custody Fee Free
Philippine Shares
Brokerage 0.60% of Transaction Amount
( Min. PESO2,000 )
VAT Tax 12% of Brokerage amount as above
(Min. PESO20)
Sales Tax 0.6% of Transaction Amount ( SELL trade only )
Bangko Sentral Registration Document (BSRD) fee flat rate1,000 PHP (To be charged per side per stock each trading day)
SCCP Fee 0.01% of Transaction Amount
Custody Fee Free
Taiwan Shares
Brokerage 0.25% of Transaction Amount ( Min. commission TWD600 )
Sales Tax(Only limit to sell orders) 0.3% of Transaction Amount for ordinary shares
0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange
Trading Fee(Custodian Bank) TWD250
(To be charged per side per stock code per settlement currency per order channel each trading day)
Custody Fee 0.12% p.a.
Porfolio amount x 0.12% / 12 ( Min. charge HKD55 per month)
U.K. Shares
Brokerage 0.50% per transaction amount less than or equal to 30,000
0.45% per transaction amount greater than 30,000
or Min. commission (GBP48 or USD78 or EUR60) per trade, whichever higher
Stamp Duty 0.5% of Transaction Amount (For BUY trade only)
Other transaction fees (if applicable) PTM Levy, if applicable Flat rate GBP1.00
( applicable for some U.K. stock with transaction amount more than GBP10,000 )
Securities clearing system settlement fees, if applicable.
Custody Fee Free
NYSE EURONEXT Shares(Netherlands, Belgium,France, Portugal)
Brokerage 0.30% of Transaction Amount
or Min. commission EUR20 or GBP17 per trade
Other transaction fees(if applicable) Different based on the policy per country above; Please contact our Foreign Stock Department (852) 2277 6678 for details.
Custody Fee Free
Germany Shares
Brokerage
XETRA
Frankfurt		 0.29% of Transaction Amount
or Min. commission EUR30 per trade
( standard pricing not applicable for clients with special agreement )
Other transaction fees(if applicable) Different based on the policy per exchange in Germany;Please contact our Foreign Stock Department (852) 2277 6678 for details.
Custody Fee 0.05% p.a.
German stock portfolio value x 0.05% / 12 ( Minimum Fees EUR 1.0 ; payable in next calendar month )
Switzerland Shares ( SIX )
Brokerage 0.30% of Transaction Amount
or Min. commission CHF45 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
Turkey Shares ( IMKB )
Brokerage 0.30% of Transaction Amount
or Min. commission Turkish Lira(TRY) 33 per trade 
(Not allow to use SEK for settlement currency. Must use USD/HKD for settlement currency)
VAT Fee 5.0 % of Brokerage amount as above
Custody Fee Free
Finland Shares ( NASDAQ OMX Nordic )
Brokerage 0.30% of Transaction Amount
or Min. commission EUR28 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
Ireland Shares ( ISE )
Brokerage 0.30% of Transaction Amount
or Min. commission EUR28 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
Sweden Shares ( NASDAQ OMX Nordic )
Brokerage

0.30% of Transaction Amount
or Min. commission Swedish Krona(SEK) 180 per trade
(Not allow to use SEK for settlement currency. Must use USD/HKD for settlement currency)
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Custody Fee
0.05% p.a.
Sweden stock portfolio value x 0.05% / 12 (Minimum Fees SEK 1.0 ; payable end of each month )
*The fee is effective on 1st October 2020

Other transaction fees include the fees collected by the overseas stock exchange or overseas securities clearing system or securities transaction sales tax chargable by the overseas Government plus any other fees that may occur without prior notice in advance. Notice may not be available in advance for fees changed by the third party. Please contact our Foreign Stock Department (852) 2277 6678 for more details.

Above charges are for reference only, there are subject to change without prior notice.

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Tel : (852) 2277 6555
Fax : (852) 2277 6008
Email : cs@phillip.com.hk

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