Basic
ItemExchangeDescription of fees
LOCAL STOCK MARKET
Hong Kong Shares
Brokerage 0.25% of Transaction Amount (Min. HKD100, whichever higher)
Stamp Duty HKD1 per HKD1,000 Transaction Amount
Transaction Levy 0.0027% of Transaction Amount
Transaction Fee 0.005% of Transaction Amount
CCASS Fee 0.01% of Transaction Amount
(0.002% is collected by HK Clearing)
(Min. HKD3)(Max. HKD300)
Custody Fee Free
(Shanghai-Hong Kong Stock Connect/Shenzhen-Hong Kong Connect)##
Brokerage (Online Trading) 0.08% of Transaction Amount (Min CNY 60)^
Brokerage (Offline Trading) 0.25% of Transaction Amount (Min CNY 100)
Handling Fee 0.00487% of the consideration of a transaction per side
Management Fee 0.002% of the consideration of a transaction per side
Transfer Fee (ChinaClear) 0.002% of the consideration of a transaction per side
Transfer Fee (CCASS)

0.002% of the consideration of a transaction per side

(Waived 50% of the fee untill 12 August 2016)

Stamp Duty 0.1% of the consideration of a transaction on the seller
Portfolio Fee Daily stock portfolio value x 0.008% / 365
(Accrued daily and collected on a monthly basis )
Margin Interest Rate 6.5% p.a.
## Fees are charged in CNY and will be settled in CNY.
^For online trading and E-statement clients only
OVERSEAS STOCK MARKETS
ASIA PACIFIC & SOUTH ASIA REGIONS
Singapore Shares
Brokerage 0.35% per transaction less than or equal to 30,000
0.28% per transaction greater than 30,000
( Min. SGD33 or USD23 or HKD150 ), whichever higher
Clearing Fee 0.0325% of Transaction Amount ( Unlimited )*
SGX Access Fee 0.0075% of Transaction Amount
Custody Fee Free
* except for Structured Warrants, the Clearing Fee is 0.05% (Max. of SGD200)
Australia Shares
Brokerage 0.38% of Transaction Amount
(Min. AUD35, whichever higher)
Custody Fee Free
Japan Shares
Brokerage
Tokyo, Mothers, JASDAQ, Osaka, Hercules 0.50% of Transaction Amount ( less than or equal to JPY1,000,000 )
0.40% of Transaction Amount ( Over JPY1,000,000 )
Min. JPY3,000 whichever higher.
for all stock exchanges in Japan Trading Japan odd-lot shares requires for an additional item of transaction handling fee.
For more details, please contact Foreign Stock Department (852) 2277 6678
Custody Fee Free
Thailand Shares
Brokerage 0.40% of Transaction Amount (Min. THB700, whichever higher)
VAT Fee & Other Transaction Fees 7.0% of Brokerage amount as above
Custody Fee Free
South Korea Shares
Brokerage 0.35% of Transaction Amount (Min. KRW20,000 whichever higher )
Sales Tax 0.3% of Transaction Amount (SELL side only)
Custody Fee Free
China Shanghai B Shares (Trading Currency:USD)
Brokerage 0.30% of Transaction Amount (Min. USD30 )
Stamp Duty 0.1% of Transaction Amount (SELL trade only)
Levy 0.026% of Transaction Amount
Settlement Fee 0.05% of Transaction Amount
Administration Fee 0.002% of Transaction Amount
Custody Fee Free
China Shenzhen B Shares (Trading Currency:HKD)
Brokerage 0.30% of Transaction Amount (Min. HKD150 whichever higher)
Stamp Duty 0.1% of Transaction Amount (SELL trade only)
Levy 0.0341% of Transaction Amount
Settlement Fee 0.05% of Transaction Amount ( Max. HKD500 )
Custody Fee Free
Malaysia Shares
Brokerage 0.30% of Transaction Amount (Min. MYR75, whichever higher)
GST and other fees on Brokerage* 6.0% of brokerage Amount
Stamp Duty 0.1% of Transaction Amount (Max. MYR200)
Clearing Fee 0.03% of Transaction Amount (Max. MYR1,000)
GST on Clearing Fee* 6.0% of Clearing Fee
Custody Fee Free
* Goods and Services Tax imposed by Malaysia Government dated 01 Apr 2015
Indonesia Shares
Brokerage (Online or Mobile Apps) 0.35% of Transaction Amount (Min. IDR 200,000 whichever higher)
Brokerage (Offline) 0.40% of Transaction Amount (Min. IDR 200,000 whichever higher)
Exchange Fees 0.0430% of Transaction Amount
VAT 10% of Brokerage amount as above
Withholding Tax (SELL side only) 0.10% of Transaction Amount (SELL side only)
Custody Fee Free
effective from 6:00 p.m. 31 October 2014
Philippine Shares
Brokerage 0.60% of Transaction Amount
( Min. PESO2,000 )
VAT Tax 12% of Brokerage amount as above
(Min. PESO20)
Sales Tax 0.5% of Transaction Amount ( SELL trade only )
Bangko Sentral Registration Document (BSRD) fee flat rate1,000 PHP (To be charged per side per stock each trading day)
SCCP Fee 0.01% of Transaction Amount
Custody Fee Free
Taiwan Shares
Brokerage 0.25% of Transaction Amount ( Min. commission TWD600 )
Sales Tax(Only limit to sell orders) 0.3% of Transaction Amount for ordinary shares
0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange
Trading Fee(Custodian Bank) TWD250
(To be charged per side per stock each trading day)
Custody Fee Porfolio amount x 0.12% / 12 ( Min. charge HKD55 per month)
AMERICAS
U.S. Shares
Brokerage
NYSE
NASDAQ
( Electronic Trading Platforms )
0.18% of Transaction Amount
or Minimum commission USD18 per order
( Phone Dealing )
0.25% of Transaction Amount ( Below USD15,000 )
0.20% of Transaction Amount ( Equal or above USD15,000 )
or Minimum commission USD20 per order
OTC Markets

0.25% of Transaction Amount, Number of Transacted shares x USD 0.015 or Minimum commission USD20 per order, whichever is higher. [Effective from 1 March 2017 (trade date)]

SEC Fees NYSE
NASDAQ
OTC Bulletin Board, OTC
Rate subject to change irreggularly per calendar year based on US SEC policy.
Minimum USD0.01 ( No maximum limit )
Applicable per SELL trade only
non DTC eligible Stock
clearing Fees
OTC Bulletin Board, OTC Calculation is based on the different types of OTC stocks;
Maximum amount is USD75 per trade.
The chargable fees may exceed the order consideration.
ADRs Fee USD 0.01 - 0.05 (Per share per book close collected by the ADR issuers)
Custody Fee Free
Canada Shares
Brokerage  

(Electronic Trading Platforms)
0.30% of Transaction Amount, Number of Transacted shares X CAD0.017 or Minimum commission CAD 33 per trade. [Effective until 15 June 2017 (trade date)]  
(Phone Dealing)

0.33% of Transaction Amount, Number of Transacted shares X CAD0.020 or Minimum commission CAD 38 per trade. [Effective until 15 June 2017 (trade date)]


(Electronic Trading Platforms)
0.36% of Transaction Amount or Minimum commission CAD 30 per trade, whichever is higher; Plus a flat handling fee of CAD 23 per trade. [Effective from 16 June 2017 (trade date)]


(Phone Dealing)

0.38% of Transaction Amount or Minimum commission CAD 37 per trade, whichever is higher; Plus a flat handling fee of CAD 23 per trade. [Effective from 16 June 2017 (trade date)]

Custody Fee Free
PAN-EUROPEAN REGION & MIDDLE EAST
U.K. Shares
Brokerage 0.50% per transaction amount less than or equal to 30,000
0.45% per transaction amount greater than 30,000
or Min. commission (GBP48 or USD78 or EUR60) per trade, whichever higher
Stamp Duty 0.5% of Transaction Amount (For BUY trade only)
Other transaction fees (if applicable) PTM Levy, if applicable Flat rate GBP1.00
( applicable for some U.K. stock with transaction amount more than GBP10,000 )
Securities clearing system settlement fees, if applicable.
Custody Fee Free
NYSE EURONEXT Shares(Netherlands, Belgium,France, Portugal)
Brokerage 0.30% of Transaction Amount
or Min. commission EUR20 or GBP17 per trade
Other transaction fees(if applicable) Different based on the policy per country above; Please contact our Foreign Stock Department (852) 2277 6678 for details.
Custody Fee Free
Germany Shares
Brokerage
XETRA
Frankfurt
0.29% of Transaction Amount
or Min. commission EUR30 per trade
( standard pricing not applicable for clients with special agreement )
Stuttgart, Munich, Berlin,Dusseldorf, Hanmburg, Hannover 0.40% of Transaction Amount
or Min. commission EUR38 per trade
( standard pricing not applicable for clients with special agreement )
Other transaction fees(if applicable) Different based on the policy per exchange in Germany;Please contact our Foreign Stock Department (852) 2277 6678 for details.
Custody Fee German stock portfolio value x 0.05% / 12 ( Minimum Fees EUR 1.0 ; payable in next calendar month )
Switzerland Shares ( SIX )
Brokerage 0.30% of Transaction Amount
or Min. commission CHF45 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
New broking service above effective on 14 SEP 2012
Turkey Shares ( IMKB )
Brokerage 0.30% of Transaction Amount
or Min. commission Turkish Lira(TRY) 33 per trade
VAT Fee 5.0 % of Brokerage amount as above
Custody Fee Free
New broking service above effective on 1 NOV 2012
Finland Shares ( NASDAQ OMX Nordic )
Brokerage 0.30% of Transaction Amount
or Min. commission EUR28 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
New broking service above effective on 14 SEP 2012
Ireland Shares ( ISE )
Brokerage 0.30% of Transaction Amount
or Min. commission EUR28 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
New broking service above effective on 14 SEP 2012
Sweden Shares ( NASDAQ OMX Nordic )
Brokerage 0.30% of Transaction Amount
or Min. commission Swedish Krona(SEK) 180 per trade
Other transaction fees(if applicable) Please contact our Foreign Stock Department (852) 2277 6678 for details
Custody Fee Free
New broking service above effective on 15 OCT 2012

Other transaction fees include the fees collected by the overseas stock exchange or overseas securities clearing system or securities transaction sales tax chargable by the overseas Government plus any other fees that may occur without prior notice in advance. Notice may not be available in advance for fees changed by the third party.

* Above charges are for reference only, there are subject to change without prior notice.

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