| LOCAL STOCK MARKET |
|---|
| Hong Kong Shares |
|---|
| Brokerage |
0.25% of Transaction Amount (Min. HKD100, whichever higher) |
| Stamp Duty |
HKD1 per HKD1,000 Transaction Amount |
| Transaction Levy |
0.0027% of Transaction Amount |
| Transaction Fee |
0.005% of Transaction Amount |
| CCASS Fee |
0.01% of Transaction Amount
(0.002% is collected by HK Clearing)
(Min. HKD3)(Max. HKD300) |
| Stock Custody Fee |
Waived
(All clients with Hong Kong stocks holding less than 5,000 board lots are eligible to this waiver. Ineligible clients: HK$0.012 per board lot per month. Fee collected on behalf of CCASS.) |
|
* Effective on OCT 2018
|
| (Shanghai-Hong Kong Stock Connect/Shenzhen-Hong Kong Connect)## |
|---|
| Brokerage (Online Trading) |
0.08% of Transaction Amount (Min CNY 60)^ |
| Brokerage (Offline Trading) |
0.25% of Transaction Amount (Min CNY 100) |
| Handling Fee |
0.00487% of the consideration of a transaction per side |
| Management Fee |
0.002% of the consideration of a transaction per side |
| Transfer Fee (ChinaClear) |
0.002% of the consideration of a transaction per side |
| Transfer Fee (CCASS) |
0.002% of the consideration of a transaction per side
(Waived 50% of the fee untill 12 August 2016)
|
| Stamp Duty |
0.1% of the consideration of a transaction on the seller |
| Portfolio Fee |
Daily stock portfolio value x 0.008% / 365
(Accrued daily and collected on a monthly basis ) |
| Margin Interest Rate |
6.625% p.a. |
|
## Fees are charged in CNY and will be settled in CNY.
^For online trading and E-statement clients only
|
| OVERSEAS STOCK MARKETS |
|---|
| ASIA PACIFIC & SOUTH ASIA REGIONS |
|---|
| Singapore Shares |
|---|
| Brokerage |
0.35% per transaction less than or equal to 30,000
0.28% per transaction greater than 30,000
( Min. SGD33 or USD23 or HKD150 ), whichever higher |
| Clearing Fee |
0.0325% of Transaction Amount ( Unlimited ) |
| Trading Fee |
0.0075% of Transaction Amount |
| On-Exchange Transactions - Broker-Custodian Settlement Fee* |
SGD 0.35/ USD 0.26/ EUR 0.32/ HKD 2.00/ AUD 0.36 (depending on denominated currency) per Settlement Instruction |
| On-Exchange Transactions - Custodian-Custodian Settlement Fee(when involves additional custodian)* |
SGD 30 per Settlement Instruction |
| Off-exchange transactions - Settlement Fee (other than Debt Securities)* |
0.015% of Settlement Amount, minimum of SGD 75 per Settlement Instruction |
| Off-exchange transactions - Settlement Fee (Debt Securities)* |
SGD 5 per Settlement Instruction |
| Custody Fee |
Free |
| Guarantee Fee for Delivery-versus-payment (DVP) Orders* |
1.00 by denominated trade currency per Settlement Instruction(Only applied to DVP orders) |
| Goods and Services Tax (GST)(for Singapore Person) |
Subject to Inland Revenue Authority of Singapore(IRAS) Announcement |
|
*Effective on 01 Feb 2019
|
| Australia Shares |
|---|
| Brokerage |
0.38% of Transaction Amount
(Min. AUD35, whichever higher) |
| Custody Fee |
Free |
| Japan Shares |
|---|
| Brokerage |
(Electronic Trading Platforms)*
0.20% of Transaction Amount Min. JPY 990 whichever higher
(Phone Dealing)
0.50% of Transaction Amount ( less than or equal to JPY1,000,000 )
0.40% of Transaction Amount ( Over JPY1,000,000 )
Min. JPY3,000 whichever higher
*Promotional Rate started from 1 Feb 2019 |
| Odd-lot shares Additional transaction handling fee |
Trading Japan odd-lot shares requires for an additional item of transaction handling fee. For more details, please contact Foreign Stock Department (852) 2277 6678. |
| Custody Fee |
Free |
| Thailand Shares |
|---|
| Brokerage |
0.40% of Transaction Amount (Min. THB700, whichever higher) |
| VAT Fee & Other Transaction Fees |
7.0% of Brokerage amount as above |
| Custody Fee |
Free |
| South Korea Shares |
|---|
| Brokerage |
0.35% of Transaction Amount (Min. KRW20,000 whichever higher ) |
| Sales Tax |
0.3% of Transaction Amount (SELL side only)
0.25% of Transaction Amount (SELL side only) (Effective from trade date May 30, 2019)
|
| Custody Fee |
Free |
| China Shanghai B Shares (Trading Currency:USD) |
|---|
| Brokerage |
0.30% of Transaction Amount (Min. USD30 ) |
| Stamp Duty |
0.1% of Transaction Amount (SELL trade only) |
| Levy |
0.026% of Transaction Amount |
| Settlement Fee |
0.05% of Transaction Amount |
| Administration Fee |
0.002% of Transaction Amount |
| Custody Fee |
Free |
| China Shenzhen B Shares (Trading Currency:HKD) |
|---|
| Brokerage |
0.30% of Transaction Amount (Min. HKD150 whichever higher) |
| Stamp Duty |
0.1% of Transaction Amount (SELL trade only) |
| Levy |
0.0341% of Transaction Amount |
| Settlement Fee |
0.05% of Transaction Amount ( Max. HKD500 ) |
| Custody Fee |
Free |
| Malaysia Shares |
|---|
| Brokerage |
0.30% of Transaction Amount (Min. MYR75, whichever higher) |
| Stamp Duty |
0.1% of Transaction Amount (Round up to the latest integer) (Max. MYR200)
##Effective from 01 MARCH 2018, some securities are exempted by Malaysia Government from paying stamp duty.
|
| Clearing Fee |
0.03% of Transaction Amount (Max. MYR1,000) |
| Custody Fee |
Free |
| Sales and Service Tax |
6.0% of Brokerage amount as above (Effective from 1st MARCH 2019) |
| Indonesia Shares |
|---|
| Brokerage (Online or Mobile Apps) |
0.35% of Transaction Amount (Min. IDR 200,000 whichever higher) |
| Brokerage (Offline) |
0.40% of Transaction Amount (Min. IDR 200,000 whichever higher) |
| Exchange Fees |
0.0430% of Transaction Amount |
| VAT |
10% of Brokerage amount as above |
| Withholding Tax (SELL side only) |
0.10% of Transaction Amount (SELL side only) |
| Custody Fee |
Free |
| Philippine Shares |
|---|
| Brokerage |
0.60% of Transaction Amount
( Min. PESO2,000 ) |
| VAT Tax |
12% of Brokerage amount as above
(Min. PESO20) |
| Sales Tax |
0.6% of Transaction Amount ( SELL trade only ) |
| Bangko Sentral Registration Document (BSRD) fee |
flat rate1,000 PHP (To be charged per side per stock each trading day) |
| SCCP Fee |
0.01% of Transaction Amount |
| Custody Fee |
Free |
| Taiwan Shares |
|---|
| Brokerage |
0.25% of Transaction Amount ( Min. commission TWD600 ) |
| Sales Tax(Only limit to sell orders) |
0.3% of Transaction Amount for ordinary shares
0.1% of Transaction Amount for Exchange Traded Fund listing at Taiwan Exchange |
| Trading Fee(Custodian Bank) |
TWD250
(To be charged per side per stock code per settlement currency per order channel each trading day) |
| Custody Fee |
Porfolio amount x 0.12% / 12 ( Min. charge HKD55 per month) |
| AMERICAS |
|---|
| U.S. Shares |
|---|
| Brokerage |
NYSE
NASDAQ |
( Electronic Trading Platforms )
0.18% of Transaction Amount
or Minimum commission USD18 per order |
( Phone Dealing )
0.25% of Transaction Amount ( Below USD15,000 )
0.20% of Transaction Amount ( Equal or above USD15,000 )
or Minimum commission USD20 per order |
| OTC Markets |
0.25% of Transaction Amount, Number of Transacted shares x USD 0.015 or Minimum commission USD20 per order, whichever is higher. [Effective from 1 March 2017 (trade date)]
|
|
| SEC Fees |
NYSE
NASDAQ
OTC Bulletin Board, OTC |
Rate subject to change irreggularly per calendar year based on US SEC policy.
Minimum USD0.01 ( No maximum limit )
Applicable per SELL trade only |
non DTC eligible Stock
clearing Fees |
OTC Bulletin Board, OTC |
Calculation is based on the different types of OTC stocks;
Maximum amount is USD75 per trade.
The chargable fees may exceed the order consideration. |
| ADRs Fee |
USD 0.01 - 0.05 (Per share per book close collected by the ADR issuers) |
| Custody Fee |
Free |
| Canada Shares |
|---|
| Brokerage |
|
(Electronic Trading Platforms)
0.36% of Transaction Amount or Minimum commission CAD 30 per trade, whichever is higher; Plus a flat handling fee of CAD 23 per trade.
(Phone Dealing)
0.38% of Transaction Amount or Minimum commission CAD 37 per trade, whichever is higher; Plus a flat handling fee of CAD 23 per trade.
|
| Custody Fee |
Free |
| PAN-EUROPEAN REGION & MIDDLE EAST |
|---|
| U.K. Shares |
|---|
| Brokerage |
0.50% per transaction amount less than or equal to 30,000
0.45% per transaction amount greater than 30,000
or Min. commission (GBP48 or USD78 or EUR60) per trade, whichever higher |
| Stamp Duty |
0.5% of Transaction Amount (For BUY trade only) |
| Other transaction fees (if applicable) |
PTM Levy, if applicable Flat rate GBP1.00
( applicable for some U.K. stock with transaction amount more than GBP10,000 )
Securities clearing system settlement fees, if applicable. |
| Custody Fee |
Free |
| NYSE EURONEXT Shares(Netherlands, Belgium,France, Portugal) |
|---|
| Brokerage |
0.30% of Transaction Amount
or Min. commission EUR20 or GBP17 per trade |
| Other transaction fees(if applicable) |
Different based on the policy per country above; Please contact our Foreign Stock Department (852) 2277 6678 for details. |
| Custody Fee |
Free |
| Germany Shares |
|---|
| Brokerage |
XETRA
Frankfurt |
0.29% of Transaction Amount
or Min. commission EUR30 per trade
( standard pricing not applicable for clients with special agreement ) |
| Stuttgart, Munich, Berlin,Dusseldorf, Hanmburg, Hannover |
0.40% of Transaction Amount
or Min. commission EUR38 per trade
( standard pricing not applicable for clients with special agreement ) |
|
| Other transaction fees(if applicable) |
Different based on the policy per exchange in Germany;Please contact our Foreign Stock Department (852) 2277 6678 for details. |
| Custody Fee |
German stock portfolio value x 0.05% / 12 ( Minimum Fees EUR 1.0 ; payable in next calendar month ) |
| Switzerland Shares ( SIX ) |
|---|
| Brokerage |
0.30% of Transaction Amount
or Min. commission CHF45 per trade |
| Other transaction fees(if applicable) |
Please contact our Foreign Stock Department (852) 2277 6678 for details |
| Custody Fee |
Free |
|
New broking service above effective on 14 SEP 2012
|
| Turkey Shares ( IMKB ) |
|---|
| Brokerage |
0.30% of Transaction Amount
or Min. commission Turkish Lira(TRY) 33 per trade |
| VAT Fee |
5.0 % of Brokerage amount as above |
| Custody Fee |
Free |
|
New broking service above effective on 1 NOV 2012
|
| Finland Shares ( NASDAQ OMX Nordic ) |
|---|
| Brokerage |
0.30% of Transaction Amount
or Min. commission EUR28 per trade |
| Other transaction fees(if applicable) |
Please contact our Foreign Stock Department (852) 2277 6678 for details |
| Custody Fee |
Free |
|
New broking service above effective on 14 SEP 2012
|
| Ireland Shares ( ISE ) |
|---|
| Brokerage |
0.30% of Transaction Amount
or Min. commission EUR28 per trade |
| Other transaction fees(if applicable) |
Please contact our Foreign Stock Department (852) 2277 6678 for details |
| Custody Fee |
Free |
|
New broking service above effective on 14 SEP 2012
|
| Sweden Shares ( NASDAQ OMX Nordic ) |
|---|
| Brokerage |
0.30% of Transaction Amount
or Min. commission Swedish Krona(SEK) 180 per trade |
| Other transaction fees(if applicable) |
Please contact our Foreign Stock Department (852) 2277 6678 for details |
| Custody Fee |
Free |
|
New broking service above effective on 15 OCT 2012
|
