Phillip Premier

tailored

With current assets of 8 million or above, you can apply for an registration of "professional investor" and enjoy special offers of various investment products and services.
 

Commission Rate low as 0.03% #

Grade-based Margin Rate as low as 2.88% p.a. *

Financing amount up to HKD 40 million

25 % discount off on handling fee - Share Mortgage Scheme

US stock Day Trade Commission: USD 5。

#Subject to Assets under management(AUM) and transaction volume requirements.

*Rate of margin financing is based on the collateral quality, the concentration of securities and the company's internal rating of one's portfolio.

Various Choices

No Platform Fee

No Handling Fee

Interest rate is as low as 3.88% p.a. for UT financing

Bond list (with quotes)

No Platform Fee

Interest rate is as low as 3.88% p.a. for bond financing.

The following bonds are for PI only:

https://www.hkex.com.hk/Products/Securities/Equities?sc_lang=zh-HK Please click the "Full List of Securities" and download the excel file

Commission rate 0.08% ,minimum HK$ 10

Monthly saving plan for ETF, commssion HK$ 5 for each transaction

Other features of Smart Minor Account:

  • Independent account; to manage family members' asset separately
  • Preferential commission rate after depositing money / asset
  • The authority of operating and the ownership belong to the adult joint account holder
  • Except Stamp Duty and CCASS fee, minor attending full age and could have authority of operating and the ownership of asset by a general joint account / individual account without extra cost charged by the company.
  • Minor shall own investment portfolio when attending full age

The Phillip HKD Money Market Fund seeks to preserve principal value and to maintain a high degree of liquidity while generating a higher rate of return* as compared to personal deposits of HKD by investing primarily in HKD-denominated money market instruments, short-term debt securities and short-term deposits. For details, please refer to the relevant Prospectus under Related Documents. Client could join the service Surplus Cash Facility or subscribe The Phillip HKD Money Market Fund directly.

*The average running yield is based on the annualized percentage change in Net Asset Value over the last 30 days.

 

輝立卓越理財客戶選用資本管理服務計劃,服務費率折扣高達6折。請聯絡我們查詢有關服務詳情。

Available Short Sell Stock List
Stock Code Stock Name Stock Code Stock Name Stock Code Stock Name
2 CLP HOLDINGS 662 Asia Financial 1361 361 DEGREES
4 WHARF HOLDINGS 688 CHINA OVERSEAS 1398 ICBC
5 HSBC HOLDINGS 696 TRAVELSKY TECH 1898 CHINA COAL
17 NEW WORLD DEV 700 TENCENT 1928 SANDS CHINA LTD
20 WHEELOCK 728 CHINA TELECOM 1988 MINSHENG BANK
27 GALAXY ENT 751 SKYWORTHDIGITAL 2007 COUNTRY GARDEN
66 MTR CORPORATION 753 AIR CHINA 2318 PING AN
83 SINO LAND 762 CHINA UNICOM 2328 PICC P&C
144 CHINA MER HOLD 811 XINHUA WINSHARE 2343 PACIFIC BASIN
151 WANT WANT CHINA 813 SHIMAO PROPERTY 2388 BOC HONG KONG
173 K. WAH INT'L 855 CHINA WATER 2600 CHALCO
175 GEELY AUTO 857 PETROCHINA 2628 CHINA LIFE
189 DONGYUE GROUP 882 TIANJIN DEV 2689 ND PAPER
242 SHUN TAK HOLD 883 CNOOC 2777 R&F PROPERTIES
267 CITIC PACIFIC 939 CCB 2800 TRACKER FUND*
272 SHUI ON LAND 941 CHINA MOBILE 2823 X ISHARES A50*
308 CHINA TRAVEL HK 991 DATANG POWER 3323 CNBM
315 SMARTONE TELE 1038 CKI HOLDINGS 3328 BANKCOMM
330 ESPRIT HOLDINGS 1088 CHINA SHENHUA 3333 EVERGRANDE
358 JIANGXI COPPER 1109 CHINA RES LAND 3383 AGILE PROPERTY
363 SHANGHAI IND H 1114 BRILLIANCE CHI 3818 CHINA DONGXIANG
386 SINOPEC CORP 1171 YANZHOU COAL 3933 UNITED LAB
388 HKEX 1186 CHINA RAIL CONS 3968 CM BANK
390 CHINA RAILWAY 1199 COSCO PACIFIC 3988 BANK OF CHINA
546 FUFENG GROUP 1200 MIDLAND HOLDING 3993 CMOC
552 CHINACOMSERVICE 1211 BYD COMPANY 6030 CITIC SEC
590 LUK FOOK HOLD 1288 ABC
656 FOSUN INTL 1299 AIA
*Settled in CNY
A-share ETF:
2822 南方A50 3188 華夏滬深300 *83188 華夏滬深300-R
2823 X安碩A50中國 *82822 南方A50-R    

何謂專業投資者(P.I.)?

  • 高資產淨值專業投資者,單獨或聯同其有聯繫者(配偶或子女),於某聯權共有帳戶擁有的現金或投資組合不少於HKD 800萬或等值外幣。
  • 一名或聯同其有聯繫者(配偶或子女)全擁有的任何法團,而其唯一業務是持有投資項目, 擁有的投資組合不少於HKD 800萬或等值外幣。
  • 法團或合夥擁有的投資組合不少於HKD 800萬或等值外幣,或擁有的總資產不少於HKD 4000萬或等值外幣。
  • 信託法團擔任一項或多於一項信託的信託人,而在該項或該等信託下獲託付的總資產不少於HKD 4000萬或等值外幣,或該總資產值。

什麽是股票掛鉤票據(ELN)?


股票掛鉤票據(Equity Linked Notes, ELN)是一種結構性(金融衍生)產品,以票據形式交易,是一種以賺取高息爲目的之投資工具,爲專業投資者(PI)提供賺取較一般貨幣市場工具更高息口的機會。

ELN是一種與股票掛鉤之債權產品,主要是由短期票據及股票期權短倉組成的結構性產品。其投資回報與相關資產的表現掛鉤,特別適合一些對某公司發展前景有信心,認為股價不會大幅下跌的投資者。

ELN並非保本產品,要是正股價格變動正如投資者所料,投資者便可賺取相關回報。如變動與投資者的看法背道而馳,投資者將承受損失,在最壞的情況下,投資者可能失去全部的投資金額。

為什麼要投資股票掛鉤票據(ELN)?


在市場波幅比較小(“牛皮市”)或低息環境時,股票掛鉤票據可給予投資者另外的投資選擇。只要相關股票的收市價在定價日高於行使價,投資者便可以賺取高於銀行一般定息存款的回報。即使相關股票的收市價低於行使價,投資者也可以用最初市價較折讓的價位購入相關股票。各項指標一般可因應投資者需求釐定。

股票掛鉤票據

在此介紹最為流行的看漲股票掛鉤票據﹕

看漲股票掛鉤票據(Bull ELN)

投資者以折讓的價錢購買看漲股票掛鉤票據,如在到期日當天,股票沒跌穿行使價,投資者便獲得該票據面值,即高息回報。如果到期日股票跌穿行使價,投資者必須以該行使價購買掛鉤之股票。

投資者如何選擇適合自己的股票掛鉤票據(ELN)

選擇正股

先考慮相關股票的基本因素,看好掛鉤股票的長遠前景,不介意接貨作中長線投資。

釐定折讓價

折讓價愈低,息率亦相對低。投資者需考慮是否願意在折讓水平接貨,以及找尋合適的風險及回報。

考慮正股波幅

波幅愈大,風險越高,但折讓或息率愈高。

決定投資期限

因應自己的財務狀況及對正股走勢看法決定。

股票掛鉤票據的運作

股票掛鉤票據買入價通常低於100%之票據面值(即以折扣買入)。在到期日,如果股票收市價低於行使價,投資者需以行使價購入掛鉤股票;反之如果在到期日股票收市價高於行使價,投資者以現金收回票據面值金額(當中賺取折扣差額)。

股票掛鉤票據到期損益圖

例子

交易日

股票掛鉤票據條款
年期 三個月
掛鉤股票 股票A
最初市價 HK$100
行使價 HK$90
息率 約12.4% (p.a.)
買入價 票據面值的97%
票據面值 HK$100萬

交易日

投資者買入一張面值HK$100萬的股票掛鉤票據,其買入價為票據面值的97%,行使價HK$90,年期為3個月:

買入所需金額 = 票據面值x97%
買入所需金額 = HK$100萬x97% = HK$97萬元
買入折扣 = 票據面值-買入所需金額
買入折扣 = HK$100萬-HK$97萬=HK$ 3萬元

息率 = (買入折扣/買入所需金額) x 年期換算 x 100%
息率 = (3/97) x (12/3) x 100% = 12.4%(p.a.)

到期日

 

 

(情況一) 最終收市價高於行使價
投資者收取票據面值現金
最終收市價 現金交收 盈利
HK$95 HK$100萬 HK$3萬

到期日(3個月後)

情況一:最終收市價高於行使價

投資者收取票據面值現金

盈利 = 票據面值 – 買入金額
盈利 = HK$100萬 – HK$97萬
盈利 = HK$3萬

 
(情況二) 最終收市價低於行使價
投資者收取股票
最終收市價 股票交收 虧損
掛鉤股票 11,111股 約HK$2.6萬

情況二: 最終收市價低於行使價

投資者收取股票

股票交收股數 = 票據面值/行使價
股票交收股數 = HK$100萬/HK$90 = 11,111股

虧損 = (行使價-最終收市價) x 交收股數 - 買入折扣
虧損 =(HK$90-HK$85) x 11,111 - 30,000
虧損 = HK$25,555


股票掛鉤票據是一項結構性產品,產品供高風險承受程度及具備衍生工具知識的專業投資者(PI)購買。
以上資訊只作教學用途,資料僅供參考,並不存有招攬任何投資產品或服務的企圖。
投資並涉及風險 ,有關風險詳情請瀏覽本公司的風險披露聲明 及 股票掛鉤票據(ELN)相關風險

股票掛鉤票據(ELN)常見用語


用語解釋
交易日 即執行買入該股票掛鉤票據的指令的日期。該日為落實所有條款及釐定最初市價的日期。
年期/投資期 投資者需持有該ELN的時期,通常是由交易日至到期日。
到期日 視乎該股票掛鉤票據的條款,投資者將於到期日收取現金,或以實物交收參考資產。
最初市價 執行ELN的認購指令時掛鉤股票的當時市價。
行使價 預先設定的參考價格,用作計算ELN的回報,一般用掛鉤股票的最初市價的一個指定百分比來計算。
息率 以買入價與票據面值的折讓來計算年利率。
買入價 即認購ELN時需要支付的數額,可能相等於面值或以面值的某個折扣計算。
面值 用以計算每份ELN的購入價及於到期日時結算的金額。
最終收市價 掛鉤股票於估價日的收市價,以釐定該股票掛鉤票據於到期時以現金或是實貨交收。


股票掛鉤票據是一項結構性產品,產品供高風險承受程度及具備衍生工具知識的專業投資者(PI)購買。
以上資訊只作教學用途,資料僅供參考,並不存有招攬任何投資產品或服務的企圖。
投資並涉及風險 ,有關風險詳情請瀏覽本公司的風險披露聲明 及 股票掛鉤票據(ELN)相關風險

Enquiry:2277 6688

e-mail: premier@phillip.com.hk

 

 

Professional Team for Professional Investor

 

Ms. Anita To

Miss Anita To graduated from Chinese University of Hong Kong, holding BBA, MBA and the Certificates of Banker Association. She has over 10 years experiences in Finance industry, including 8 years experiences in banks and research field. Currently she is the manager of Product Development Department and Share Mortgage loan.



e-mail: anitato@phillip.com.hk

Direct Line: (852) 2277 6536

Whatsapp : (852) 9330 9576

Wechat ID: anitato3811

anitato

馮兆山先生

Mr. Michael Fung

Mr. Michael Fung Graduated from the University of Manchester and majored in Economics and passed Financial Risk Manager (FRM) exam in 2013. He assists client to decide the right investment choice for their risk appetite and investment profile by using market data, asset allocation plans and trading strategies.



**Expertise in Hong Kong and global stock, fund and bond markets

e-mail:michaelfung@phillip.com.hk

Direct Line: (852) 2277 6633

Whatsapp: (852)6192 8999

Wechat ID: Mic Mic

michaelfung

 

Mr Andrew Ng

Graduated from the Department of Financial Services of the Hong Kong Polytechnic University, Andrew completed the Chartered Financial Analyst (CFA) exam in 2008. He keens on stock research by analyzing basic factors and technical analysis. He has unique insights on derivatives instruments and IPO markets. Currently he is responsible of VIP client of the company and provide tailor-made investment services.



e-mail: andrewng@phillip.com.hk

Direct Line: (852) 2277 6633

Whatsapp: (852) 9120 2566

Wechat ID: Ng Tsz Ching

andrewng

 

LEWISNG

Mr Lewis Ng

Graduated from Hong Kong University of Science and Technology, Lewis have been involving in Hong Kong stocks since he was in college, and he is particularly enthusiastic about the research of China stock market. The aim of his personal investment is to find the golden decade of the China stock market in the future.



e-mail: lewisng@phillip.com.hk

Direct Line: (852) 3653 3000

Whatsapp: (852)9236 9745

Wechat ID:吳甲丰Lewis Ng

lewisng

 

Declaration

(Please scroll down to read through all of the terms. )

I confirm that I am accessing this website for the purpose of acquiring information as, or for, PROFESSIONAL INVESTOR (“PI”), according to the definition of PI according to SFO 571D  (https://www.elegislation.gov.hk/hk/cap571D) only.

Professional Investor refers to:

  • an individual having a portfolio on his/her own account, or an individual or the individual’s associate(s) having a portfolio on a joint account of not less than HK$8 million;
  • the individual or the individual’s associate(s) having a portfolio of a wholly-owned corporation of not less than $8 million;
  • a corporation or partnership holding a portfolio of not less than HK$8 million, or total asset not less than HK$ 40 million;
  • a trust company with a portfolio of not less than HK$8 million; or total asset not less than HK$ 40 million;

I acknowledge that:

-The information or opinions provided in the webpages do not constitute an investment advice, an offer or solicitation to subscribe for, purchase or sell the e investment product(s) mentioned herein. It does not have any regard to your specific investment objectives, financial situation and any of your particular needs.

-Phillip Securities (HK) Ltd. ("PSHK") strives to but does not guarantee its accuracy or completeness, nor do we take responsibility for any loss occasioned by reliance placed upon the contents hereof.

-Any statements nonfactual in nature constitute only current opinions, which are subject to change.

-The value of investments may be volatile and past performance is not indicative of future performance.

-There are risks inherent in international investments. They are not regulated by the Hong Kong Stock Exchange /other Hong Kong regulatory authorities, and such products are not covered by the compensation fund. Trading in markets of other jurisdictions may involve additional risks (such as changes in government policies, taxation and political development, etc.). Before making an decision to invest, investors should refer to the relevant offering documents to understand the risks associated with the investment products, and pay attention to personal financial situation and risk tolerance.

-I confirm my agreement to the website Terms and Conditions of PSHK (LINK), which I have read and understood.

If the above representation is correct, please click 'agree' below to continue to the site.)

 
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