Commission of CME e-mini S&P 500 Weekly Option, as low as USD 6

CME e-mini S&P500 Weekly Options
	Last Trading Day	Contract Month
1 st Week	1st Friday of the Contract Month	EW1
2 nd week	2 nd Friday of the Contract Month	EW2
3 rd week	3 rd Friday of the Contract Month	EW3
4th week	4th Friday of the Contract Month	EW4

Futures Trading Platforms

Inquiry(24-hour hotline)：(852) 2277 6677

(852) 22776722

E-mail : futures@phillip.com.hk

Declaration and Disclosures
Phillip Securities Group (the "Company") reserves the right to vary any promotion offers and services at anytime without further notice. In case of dispute, the decision of the Company shall be final. Investment involves risks. For more details, please refer to the Risk Disclosures Statement at www.poems.com.hk.
If do not wish to receive any more messages from Phillip Securities Group ,please contact our Customer Service Department at cs@philllip.com.hk or 22776555.

A Share commission as low as ¥ 0

Our CNY margin financing interest rate is now as low as 4.88%. The service with leverage effect fits for over 1,000 eligible A shares of eligible stocks included in the northbound trading of Shanghai-Shenzhen Stock Connect, Hong Kong dollar-RMB dual-counter securities and RMB-counter Hong Kong-listed ETFs. Exchange-risk free.

Commission:

Transaction Amount (RMB)	Online Buy Side Commission (RMB)	Online Sell Side Commission (RMB)
¥30,000 or below	0	Transaction X 0.03%
Above ¥30,000	Transaction Amount X 0.03%	Transaction X 0.03%

Footnote: Calculation of transaction amount is based on amalgamation order amount.

Margin Rate:

HKD margin interest rate is as low as 5.0%(P-0.5%)

RMB margin interest rate is 4.88%

P refers to the Prime rate of Standard Chartered Bank.

Terms and Conditions:

This Promotion is valid from 1 June 2022 until further notice.
This promotion is valid to online trading order only.
Calculation of transaction amount is based on amalgamation order amount.

The Company reserves the right to alter these terms and conditions without prior notice and has final and irrevocable discretion in case of dispute.
Investment involves risks. Please refer to the Risk Disclosures Statement on our website at www.poems.com.hk.
You may contact our Customer Service Department at cs@phillip.com.hk or 2277 6555 to opt out of receiving marketing materials.

Hong Kong investors and foreign investors must apply BCAN before trading A shares。

What is BCAN？

''BCAN'' stands for ''Broker-to-Client Assigned Number'' and Client Identification Data (CID) that are needed to support trading under the Northbound Investor ID Model. The BCAN-CID will be submitted to Mainland exchanges/ChinaClear for investors who wish to conduct Northbound trading through Stock Connect on T-day.

Do Hong Kong and overseas investors have to apply for China Connect BCAN before trading A shares?

Yes, they can trade A shares via China Connect in their original stock accounts.

How to apply BCAN？

1. 登入POEMS平台後，於更改客戶資料(格C)中，按中華通「申請」按鈕。

china connect

2. 閱讀條款及細則後，於方格打勾，再按中華通「同意」按鈕。

BCAN

Can BCAN be applied via POEMS APP？

No.

Can BCAN be applied via mail?

Yes. Please download the application form and mail it back to Customer Service Department or your account executive.

How could we know the BCAN application is approved?

The "Success" status will be shown in the column of "User Info" in POEMS.
China Connect BCAN

Can all securities listed on the Shanghai Stock Exchange / Shenzhen Stock Exchange be traded through China Connect?

No. Please click and view Eligible Stocks of China Connect

Can all securities listed on the Shanghai Stock Exchange / Shenzhen Stock Exchange be traded with margin financing through China Connect?

No. Please click the list A shares with Margin Ratio

Zero Commission for buy transaction amt. less than HKD 30,000

Why ETF
Fee and Charge
Tutorial
Promotion

2,800 HK-listed ETF and US-listed ETF available

Trading with Commission Offer,No Platform Fee and Stamp Duty

Invest ETF monthly through the average cost method

For details , please click Monthly Investmenet Plan

Tutorial on investing ETF

Please view Video Tutorial

What are ETFs?

Exchange Traded Funds (ETFs) are funds that are listed and traded on a stock exchange. Their main goal, depending on the type of ETF, is to either track the movements of an index through passive management, or outperform an index with active management.

When to/why invest in ETFs?

ETFs allow for investing in sectors and/or indices, providing less risk versus investing in a single company.
Like stocks, ETFs are traded on an exchange, providing higher liquidity and transparency
As ETFs may hold vastly different constituent funds, an investor has exposure to multiple companies by investing in one fund, mitigating concentration risk.

Drawbacks of ETFs

Some ETFs that track specific sectors may be influenced by large swings within that sector (eg. Oil)
Some ETFs that are not as actively traded may have high bid/ask spread
If one constituent stock is performing poorly, an investor cannot spin off that one stock within the ETF

What are the types of fees that I may be charged?

Unlike trading of shares, there is no stamp duty collected for ETFs, nor do we have a minimum charge for trades. We only charge commission at 0.08%, or 0.05% for day trading, and the transaction fees that HKEx charges.

Open Account Online

HK-listed ETF

ETF ETF

Terms and Conditions

This promotion begins on 1 April 2022 and remains effective until further notice.
This promotion is only applicable for online trading transaction.
Online buy transaction not more than HKD 30,000 (after the order is combined) of the same Hong Kong listed ETF on the same trading day enjoys HKD 0 commission.
Online day trade offer is only applicable to transactions of the same Hong Kong listed ETF within the same trading day. If the total buy amount of the ETF on the day is not more than HKD 30,000, the buy transaction will enjoy a $0 commission. If the total buyamount of the ETF on the day is more than HKD 30,000, the commission for the buy transaction is 0.05%. The commission for selling transaction is 0.05%.
The commission of ETF buy transaction more than HKD 30,000 is 0.08%.
This promotion is not applicable HK-listed ETF quoted in RMB currency.
The calculation of POEMS point for transactions under this promotion is HKD$2,000 of turnover = 1 POEMS point. Only online transactions involving in the list of ETF is affected.

US-listed ETF

$0 Commission for all online buy transactions with traded quantity≤15
Ultra-competitive US stock commission, commission as low as US$0.0099/share
$0Platform fee, $0 Custody fee, $0 Membership
Multi-currency facility
Complimentary live prices for US stocks
USD margin loan interest rate as low as 3%(P-2.75%), trade up to 5x leverage with your US shares collateral

*For Online Transactions Only

Footnote: The margin ratio of stock is for reference only, which is subjected to change as determined by both the market and specific company factor. The company deserves the right to provide a different ratio to client based on his account situation.

Hotline: (852) 2277 6678 (Mon to Fri) Foreign Stock Department
E-mail: foreignstock@phillip.com.hk

Terms and Conditions of 0 Commission on US Trades

Effective from 03 January 2022 under further notice.
This promotion is only applicable for all online buy transactions (trades done via POEMS Mobile App / POEMS online platform) with traded quantity less than or equal to 15.
US Securities Regulatory Commission fees, clearing fees, and transaction activity fees will be charged separately.
This offer is not eligible to capital management customers, Investment immigration plan customers, Institutional Customers and corporate Customers, and customers who have enjoyed preferential rates.
Offline transactions (trades placed over the phone through Account Executive or Stock Dealer) are charged at 0.20% of Transaction amount for Transactions <US$15,000 or at 0.25% of Transaction amount for Transactions ≥US$15,000. Minimum US$20 per order. US$0.0099/share for stocks with traded price<US$5.
24-hour Global stocks trading hotline: +852 2277 6678

ETF Investment Channel

ETF Webinar and course

ETF Intro and Promotion(Eng)

Mandarin version

Phillip 50th Anniversary presents: Stock transfer-in rewards increase

e-transfer in

How to Transfer in Stock

1.Log in POEMS to submit instruction

2.Inform you Account Executive

3.Fill in and e-mail to cs@phillip.com.hk

Transfer in Reward

Phillip 50th Anniversary presents : Stock transfer-in rewards increase ! Each Phillip account could enjoy e-coupons for redemption in 7 types of transaction and services, including local stock interest, IPO subscription fees, US dollar interest rebates, local stock commissions, stock option commissions, fund subscription fees, and foreign stock commission. More stock value you transfer, more rewards you get. Action now!

e-transfer in

Terms and Conditions

This promotion is effective from 1 April 2025 to 31 December 2025 ("Promotion Period").
The clients will be entitled a set of cash coupons if successfully transfer Hong Kong or U.S stocks (no minimum requirement) into Phillip Securities account during the promotion period. Details are as the table shown. The upper issue limit of the above electronic coupons is 124 e-coupons per day.
E-coupon will be deposited in stock account after 2 working days of transferring in stock successfully
The total market value of the transferred shares is based on the closing price of the settlement date.
The issued E-coupons are valid for 180 days from the date of issuance.
The E-coupon is only for redemption of commission,handling fee and interest. All e-coupons are not transferable, nor can they be exchanged for cash or any discounts.
E-coupon will be granted for transferring stock from bank or other brokerages, and physical deposit only.
Phillip Securities Group reserves the right to change the relevant terms and conditions without prior notice. In case of any dispute, the company has the final and irreversible decision.

Expand| Close

Frequently Asked Questions

How to transfer in stock to Phillip?

How to redeem e-coupon?

user guide or view Phillip Youtube Channel

When could cash coupons be redeemed?

On the day after IPO subscription fee refunded.

Frequently Asked Questions on Local stock / USD Margin Interest Rebate e-coupon

Is there any upper limit of interest rebate?

Each local stock interest rebate e-coupon is only eligible for once. Upper limit is 20% of local stock margin interest and 20% of USD margin interest occurred. For the rebate margin interest excess the nominal value of coupon, the rebate amount is capped at the nominal value. </>E.g. The total interest incurred in March is HKD 300 and USD200, and the upper limit of interest rebate is HKD 60 and USD 40 (calculated as 20% of the total monthly interest). If you were given of six interest e-coupons in face value of HKD 100 and three e-coupons in face value of USD 20 in March, the maximum interest amount that can be rebated from the beginning of April is HKD 60 and USD 20, i.e. using one HKD 100 and one USD 20 interest e-coupon.

Can the local stock interest rebate coupon and handling fee cash coupon be used simultaneously?

Yes.

When could cash coupons be redeemed?

At the end of each month.

Zero Commission for Japan Stock Trading. Minimum as low as 100 Yen

Hotline : (852) 2277 6678(Mon to Fri)Foreign Stock Department E-mail: foreignstock@phillip.com.hk

offer Latest Highlights on Japan Stock Trading

Zero Commission* for all BUY transactions within ¥250,000*
Trades Amalgamation
Multi-currency facility
¥0 Custody fee, ¥0 Membership
JPY margin rate as low as 2.8% p.a. Maximize purchasing power as high as 5x

*For Online Transactions Only.

Trading Notes

Clients must complete the form of "Foreign Stock Trading Access Right" active Japan stocks trading service.
Terms and Condition applies. Platform Maintenance Fee will be charged separately. please check other items on Basic Fee and Charges
The board lot size for Japan stocks is 100 shares.
Trading settlement on T+2
Settlement currency: JPY, USD, HKD
Trading hours are from
Morning session: 08:00-10:30(HKT) / 09:00-11:30(JPT)
Afternoon session: 11:30-14:00(HKT) / 12:30-15:00(JPT)

#Japan stock price quote delays at least 20 minutes

**Click and download the Declaration form and e-mail to cs@phillip.com.hk. Or login POEMS, click FOREIGN STOCK for online declaration.

Terms and conditions

Effective from 04 January 2022 under further notice.
This promotion is only applicable for online BUY transactions (trades done via POEMS Mobile App / POEMS online platform) with an amount less than or equal to JPY 250,000.
Platform Maintenance fees will be charged separately.
This offer is not eligible to capital management customers, Investment immigration plan customers, Institutional Customers and corporate Customers, and customers who have enjoyed preferential rates.
Offline transactions (trades placed over the phone through Account Executive or Stock Dealer) are charged at 0.50% of Transaction Amount (less than or equal to JPY 1,000,000) and 0.40% of Transaction Amount (over JPY 1,000,000) with a Minimum of JPY 3,000.
24-hour Global stocks trading hotline: +852 2277 6678

How to make use of e-coupon

View on WeChat

Platform Guide in website

e-Coupon Redemption Guide PDF

Long option commission as low as USD 6

風險聲明：
此網頁內所載之內容不應理解為買入或出售任何產品或服務之建議、邀請、廣告或勸誘。本網頁有關人士對於網頁所提供的任何資料或意見均屬可靠，惟其所產生之任何損失或虧損概不負任何責任。金融市場具一定風險，投資價格可跌可升。買賣期貨合約的虧蝕風險可以極大。在若干情況下，你所蒙受的虧蝕可能會超過最初存入的保證金數額。即使你設定了備用指示，例如“止蝕”或“限價”等指示，亦未必能夠避免損失。市場情況可能使該等指示無法執行。你可能會在短時間內被要求存入額外的保證金。假如未能在指定的時間內提供所需數額，你的未平倉合約可能會被平倉。然而，你仍然要對你的帳戶內任何因此而出Save現的短欠數額負責。因此，你在買賣前應研究及理解期貨合約，以及根據本身的財政狀況及投資目標，仔細考慮這種買賣是否適合你。

US$ 0.0099 per share, Min. US$1

Latest US Stock Trading Promotion

$0 Commission* for all online buy transactions with traded quantity≤15
Ultra-competitive US stock commission, commission as low as US$0.0099/share
Pre-market trading between 16:00 to 21:30 HKT (summer), or 17:00 to 22:30 HKT (winter)
$0Platform fee, $0 Custody fee, $0 Membership
Multi-currency facility
Complimentary live prices for US stocks
USD margin loan interest rate as low as 5.625% (P-0.5%), trade up to 5x leverage with your US shares collateral

*For Online Transactions Only
*Effective 2nd January 2025, this promotion applies only to Margin account clients.

US stock trade

Hotline: (852) 2277 6678 (Mon to Fri) Foreign Stock Department
E-mail: foreignstock@phillip.com.hk

WeiBo Video: US stock trading tactics feat. Three Kingdoms Legend

Terms and Conditions of 0 Commission on US Trades

This promotion is effective from January 02, 2025, and applies exclusively to Margin Account clients until further notice.
This promotion is applicable only to online US stock buy orders with a transaction quantity of 15 shares or fewer, and clients must place orders via the POEMS online platform or the POEMS/PHILLIP HK mobile app.
This offer is not available to Cash Account clients, Capital Management clients, Investment Immigration Program clients, B2B clients, and clients already enjoying preferential rates.
For offline transactions and standard charges, please refer to Fees and Charges table 24-hour Global stocks trading hotline: +852 2277 6678

Declaration and Disclosures Phillip Securities Group (the "Company") reserves the right to vary any promotion offers and services at anytime without further notice. In case of dispute, the decision of the Company shall be final. Investment involves risks. For more details, please refer to the Risk Disclosures Statement at www.poems.com.hk. If do not wish to receive any more messages from Phillip Securities Group ,please contact our Customer Service Department at cs@philllip.com.hk or 22776555.

FAQ

How can existing customers open a margin account?

Method 1: Log in to the PHILLIP HK Mobile App → Click on ‘Form’ icon → Tap “+” to add a form → ‘ Change Account Type Confirmation’ → Fill in and Submit

Method 2: Log in to the online trading platform POEMS → Click on Forms → Change of Account Type Confirmation.

Method 3: Complete the Account Type Amendment Form and submit the original to Phillip Securities (HK) Limited, 11/F, United Center, 95 Queensway, Hong Kong, or inform your account manager.

2. What do ‘Online order’ and ‘Offline Order’ refer to?

Online Order: Orders placed through the POEMS online platform or the mobile app.
Offline Order: Orders placed directly with an Account Manager or dealer over the phone.

3. What are the US stock trading activity fee (FINRA TAF) and Clearing fees (NSCC/DTC Clearing Fee)?

Trading Activity Fee: It is collected by FINRA (The Financial Industry Regulatory Authority, the largest non-government securities self-regulatory association in the United States). The TAF is a transaction-based fee that is generally assessed on member firm transactions in covered securities, regardless of where the trade is executed. The TAF fee is currently charged on sells only at a rate of US$0.000119 per share.
Clearing Fees: It is collected by the US clearing agent (National Securities Clearing Corporation, The Depository Trust Company) on stock clearing. Charged at US$ 0.003 per share, minimum US$0.5 per order.

4.Which US stocks are eligible for margin trading?

Please click Margin Ratio to explore the list of US stocks available for margin trading.

5. How do I apply for the US stock price quotes?

Please follow the instructions on this link for free US Real-time price quote service

6. How do I activate the US Stock trading service?

Please follow the instructions on this link to sign/renew the W-8BEN form

Enquiry : 2277 6733

PhillipMart commission offer is as follows:

Buy Side Commission	Sell Side Commission
First HK$ 1,000,000 transaction**	PhillipMart Day Trade	Others
HK$ 0	0.05% / min. HK$ 10	HK Local Stock Commission Fee

Terms and Conditions:

The promotion is valid from 2 September 2024 until further notice.
All transactions under this promotion are calculated on amalgamation basis.
Day Trade refers to sell orders that offset your buy order on the same day via PhillipMart; i.e., sell share quantity is fewer than buy share quantity in Grey Market.
Transactions which enjoy special offer are calculated separately with general transaction fee.

**Examples of new offer above: Customers who apply for IPO "A" through our IPO service and bought HK$ 1,010,000 transaction amount of IPO "A" during the trading hours of grey market. The commission rate of the first HK$ 500,000 transaction amount is HK$ 0. For transaction after HK$ 1,000,000 is charged by the rate 0.05% / minimum HK$ 0. Thus, the commission is HK$ 5. Total commission for the $ 10,000 buy-side transaction is HK$ 5.

# The trading hours of PhillipMart / Grey Market is from 4:15 p.m. to 6:30 p.m. one business day prior to the official listing date of the new shares. For half trading day, the trading hour of PhillipMart is from 2:15 p.m to 4:30 p.m. Please refer to the latest notice.

Please call your account executive or contact

Hotline : 2277 6733

e-mail: ipo@phillip.com.hk

Futures Trading Platforms

What is BCAN？

Do Hong Kong and overseas investors have to apply for China Connect BCAN before trading A shares?

How to apply BCAN？

Can BCAN be applied via POEMS APP？

Can BCAN be applied via mail?

How could we know the BCAN application is approved?

Can all securities listed on the Shanghai Stock Exchange / Shenzhen Stock Exchange be traded through China Connect?

Can all securities listed on the Shanghai Stock Exchange / Shenzhen Stock Exchange be traded with margin financing through China Connect?

What are ETFs?

When to/why invest in ETFs?

Drawbacks of ETFs

What are the types of fees that I may be charged?

Open Account Online

HK-listed ETF

US-listed ETF

Terms and Conditions of 0 Commission on US Trades

Terms and Conditions

Expand| Close

Frequently Asked Questions

How to transfer in stock to Phillip?

How to redeem e-coupon?

When could cash coupons be redeemed?

Frequently Asked Questions on Local stock / USD Margin Interest Rebate e-coupon

Is there any upper limit of interest rebate?

Can the local stock interest rebate coupon and handling fee cash coupon be used simultaneously?

When could cash coupons be redeemed?

Trading Notes

Terms and conditions

Terms and Conditions of 0 Commission on US Trades

How can existing customers open a margin account?

2. What do ‘Online order’ and ‘Offline Order’ refer to?

3. What are the US stock trading activity fee (FINRA TAF) and Clearing fees (NSCC/DTC Clearing Fee)?

4.Which US stocks are eligible for margin trading?

5. How do I apply for the US stock price quotes?

6. How do I activate the US Stock trading service?

PhillipMart commission offer is as follows:

Contact Us

E-Check

Investor Notes